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LW

Laura M. Williams-lawrence

ARCHFORD CAPITAL STRATEGIES
SWANSEA, IL 62226
Some features on this profile are disabled
CRD#: 5722568
LW

Professional summary

Laura Monette Williams-lawrence is a registered financial advisor currently at ARCHFORD CAPITAL STRATEGIES, LLC located in Swansea, Illinois.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Laura has worked at 2 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Mrs. Lawrence serves as a treasurer for the non-profit organization Boots on the Green. (2) Mrs. Lawrence serves as the president of the Soccer Booster Club. (3) Mrs. Lawrence is also a licensed insurance professional.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Monette Williams-lawrence's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 17, 2016 - Present

ARCHFORD CAPITAL STRATEGIES, LLC

Office #1: 13 Wolf Creek Suite 2, Swansea, IL 62226
RIA
CRD#: 164482
SWANSEA, IL
Past

June 16, 2011 - January 6, 2016

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
O'FALLON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARCHFORD CAPITAL STRATEGIES, LLC
APRIL WEALTH ENDEAVOR, LLC | ARCHFORD CAPITAL STRATEGIES, LLC

CRD#: 164482 / SEC#: 801-76851

RIA
Registered Investment Advisory firm - (6/28/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(10/17/2016)
IAR
Missouri
(10/17/2016)
IAR
Texas
(5/6/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/17/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/3/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/26/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/6/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/15/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AC
ARCHFORD CAPITAL STRATEGIES, LLC
APRIL WEALTH ENDEAVOR, LLC | ARCHFORD CAPITAL STRATEGIES, LLC

CRD#: 164482 / SEC#: 801-76851

RIA
Registered Investment Advisory firm - (6/28/2012 Approved)
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Contact information

Main Address
13 Wolf Creek Suite 2, Swansea, IL 62226
Mailing Address
Phone number
(618) 416-7085
Established
Firm type
Fiscal year end
# of Employees
42

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARCHFORD CAPITAL STRATEGIES, LLC DISCLOSURE BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts3,921
AUM (Assets Under Management)$ 1,278,994,490

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/09/2025
Cover Page
Report
09/16/2024
Cover Page
Report
08/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCHFORD CAPITAL STRATEGIES, LLC

CRD#: 164482Swansea, IL 62226

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