PL
Patrick T. Lonergan
VITAL CAPITAL LLC
Clinton, IA 52732
Some features on this profile are disabled
CRD#: 5722415
PL
Professional summary
Patrick Thomas Lonergan, who also goes by Pat Lonergan, is a registered financial advisor currently at VITAL CAPITAL LLC located in Clinton, Iowa.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Patrick has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pat Lonergan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; OPERATING UNDER THE DBA NAME OF THE LONERGAN GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CLINTON, IA; START DATE: 07/2013] [JPL Investment, LLC; Entity owns investment real estate and minority share of a property management company; 132 6th Ave South; Start Date 02/2002; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; pay bills] [Park Vista Senior Housing Management; It manages senior housing properties; 132 6th Ave South; Start Date 01/2009; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] VITAL LLC, CONSULTING WITH ARK FINANCIAL; CLINTON, IA; CONSULTING/OWNER; NOVEMBER 2020; APPROX. 15 HRS/MO DURING TRADING HOURS; CONTRACTED TO SUPPORT A CONSULTANT BY PROVIDING TAX STRATEGY IMPLEMENTATION, RISK MANAGEMENT, ETC. VITAL STRATEGIES, LLC, MARKETING FIRM; CLINTON, IA; MEMBER; MARCH 2023; APPROX. 1 HRS/MO DURING TRADING HOURS;
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Thomas Lonergan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2022 - Present
VITAL CAPITAL LLC
Office #1: 132 6th Avenue South, Clinton, IA 52732RIA
CRD#: 318147
Clinton, IA
Past
July 18, 2019 - June 3, 2022
CENTRAL WEALTH MANAGEMENT LLC
RIA
CRD#: 293172
CLINTON, IA
Past
February 19, 2014 - July 19, 2019
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
CLINTON, IA
Past
April 27, 2010 - July 19, 2019
NYLIFE SECURITIES LLC
BD
CRD#: 5167
CLINTON, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/20/2022)
IAR
Florida(4/12/2024)
IAR
Illinois(4/8/2022)
IAR
Iowa(3/14/2022)
IAR
Pennsylvania(10/25/2022)
IAR
Texas(6/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VITAL CAPITAL LLC
THE LONERGAN GROUP, LLC DBA VITAL WEALTH | VITAL WEALTH | VITAL CAPITAL LLC
CRD#: 318147 / SEC#:
California
Registered Investment Advisory firm - (6/20/2022 Approved)Florida
Registered Investment Advisory firm - (4/12/2024 Approved)Illinois
Registered Investment Advisory firm - (3/8/2022 Approved)Iowa
Registered Investment Advisory firm - (3/14/2022 Approved)Pennsylvania
Registered Investment Advisory firm - (10/24/2022 Approved)Texas
Registered Investment Advisory firm - (6/6/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
132 6th Avenue South, Clinton, IA 52732
Mailing Address
Phone number
(563) 243-2300
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 320 |
| AUM (Assets Under Management) | $ 41,717,323 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
