RO
Ronald P. Ophetveld
PERIGON WEALTH MANAGEMENT
CARLSBAD, CA
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CRD#: 5722214
RO
Professional summary
Ronald Peter Ophetveld, who also goes by Ron Ophetveld, Ron Veld, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Carlsbad, California.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ronald has worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Ophetveld | Ron Veld
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] Chief Financial Officer Services ("CFO"); Not-investment related; Carlsbad, CA 92009; Part-time CFO services to various companies; 04/2022; Mr. Ophetveld spends approximately ten to fifteen hours per month on this activity, all of which are during securities trading hours; Mr. Ophetveld's duties include assessing a company's financial status, analyzing investment plans and capital expansion, forecasting revenues, expenses, and income and identifying financial risks and opportunities. [2] Veld Corporation; Not investment related; Carlsbad, CA 92009; Entity created for investment advisory business and revenue; Owner; 01/2019.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Peter Ophetveld's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2023 - Present
PERIGON WEALTH MANAGEMENT, LLC
RIA
CRD#: 131037
CARLSBAD, CA
Past
January 3, 2018 - January 5, 2024
DBA SEASIDE FINANCIAL & INSURANCE SERVICES
RIA
CRD#: 289985
CARLSBAD, CA
Past
August 14, 2015 - May 23, 2018
SEASIDE FINANCIAL & INSURANCE SERVICES
RIA
CRD#: 132929
CARLSBAD, CA
Past
July 29, 2015 - August 27, 2015
VELD ADVISORS
RIA
CRD#: 269835
CARLSBAD, CA
Past
February 20, 2012 - August 20, 2015
HK FINANCIAL
RIA
CRD#: 111741
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/29/2023)
IAR
Texas(8/24/2024)
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
