Andrew C. Stolz

STOLZ & ASSOCIATES, PS

TACOMA, WA 98402

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CRD#: 5721796

Professional summary

Andrew Christopher Stolz, who also goes by Andrew Stolz, is a registered financial advisor currently at STOLZ & ASSOCIATES, PS located in Tacoma, Washington.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Andrew has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Stolz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) Aeroforge Advisory Board; Not Investment Related; 609 N. Levee Road, Puyallup, WA 98371; Nature of OBA: Airplane Parts Manufacturer; Position: Advisory Board Member; Start Date: August 2020; APX Hrs/Month: 2; APX Hrs/Securities Trading Hours: 1; Duties: Review information provided about company, provide strategic guidance and accountability. Help identify opportunities and help move the business forward.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Christopher Stolz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2018 - Present

STOLZ & ASSOCIATES, PS

Office #1: 3102 Ruston Way Suite A, Tacoma, WA 98402

RIA

CRD#: 117216

TACOMA, WA

Past

May 15, 2012 - December 20, 2013

STOLZ & ASSOCIATES, PS

RIA

CRD#: 117216

TACOMA, WA

Past

November 30, 2009 - May 12, 2010

EDWARD JONES

RIA

CRD#: 250

BOISE, ID

Past

November 13, 2009 - May 12, 2010

EDWARD JONES

CRD#: 250

BOISE, ID

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STOLZ & ASSOCIATES, PS

BAYSIDE ASSET MANAGEMENT, LLC | STOLZ & ASSOCIATES, PS

CRD#: 117216 / SEC#: 801-117720

RIA

Registered Investment Advisory firm - (12/1/2019 Approved)

Washington

Registered Investment Advisory firm - (2/3/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/25/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/12/2009

General Securities Representative Examination

Current Firm

STOLZ & ASSOCIATES, PS

BAYSIDE ASSET MANAGEMENT, LLC | STOLZ & ASSOCIATES, PS

CRD#: 117216 / SEC#: 801-117720

RIA

Registered Investment Advisory firm - (12/1/2019 Approved)

Washington

Registered Investment Advisory firm - (2/3/2020 Terminated)

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Contact information

Main Address

3102 Ruston Way Suite A, Tacoma, WA 98402

Mailing Address

Phone number

(253) 272-3441

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 13 2025 SZA FORM ADV PART 2A AND 2B FINAL (3/13/2025)

Regulatory assets under management

Total Number of Accounts	584
AUM (Assets Under Management)	$ 230,062,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew C. Stolz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Christopher Stolz's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOLZ & ASSOCIATES, PS

STOLZ & ASSOCIATES, PS

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

STOLZ & ASSOCIATES, PS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2018

Series 66

Date: 11/25/2009

Series 7

Date: 11/12/2009

Current Firm

STOLZ & ASSOCIATES, PS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STOLZ & ASSOCIATES, PS

TRUST BUT VERIFY

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