Lori C. Stephenson
Professional summary
Lori Christine Stephenson, who also goes by Lori Christine Colson, Lori C Stephenson, is a registered financial advisor currently at EXENCIAL WEALTH ADVISORS located in Oklahoma City, Oklahoma.
Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Lori has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lori Christine Stephenson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2018 - Present
EXENCIAL WEALTH ADVISORS
Office #1: 9108 N. Kelley Avenue, Oklahoma City, OK 73131July 18, 2013 - October 6, 2017
STRATEGIC ADVISERS LLC
July 9, 2013 - October 6, 2017
FIDELITY BROKERAGE SERVICES LLC
April 13, 2012 - June 24, 2013
MSI FINANCIAL SERVICES, INC.
October 28, 2011 - June 24, 2013
MSI FINANCIAL SERVICES, INC.
November 30, 2009 - August 4, 2011
EDWARD JONES
November 13, 2009 - August 4, 2011
EDWARD JONES
Primary Firm SEC Registration
EXENCIAL WEALTH ADVISORS
CRD#: 130475 / SEC#: 801-62789
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/13/2023)
(12/3/2021)
(3/13/2023)
(9/25/2018)
(2/15/2024)
(6/4/2025)
(3/14/2023)
(12/5/2023)
(1/2/2024)
(9/25/2018)
(12/20/2023)
(9/24/2018)
Exams
Current Firm
EXENCIAL WEALTH ADVISORS
CRD#: 130475 / SEC#: 801-62789
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,357 |
| AUM (Assets Under Management) | $ 5,301,377,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 08/27/2024 | ||
| 11/20/2023 |
Red Flags
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