SB
Stephane Barbeau
BMO NESBITT BURNS SECURITIES LTD.
Montreal, H3A 3M8
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CRD#: 5721733
SB
Professional summary
Stephane Barbeau is a registered financial advisor currently at BMO NESBITT BURNS SECURITIES LTD. .
Stephane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Stephane has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephane Barbeau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2026 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: 1501 Mcgill Ave Suite 3200, Montreal, H3A 3M8RIA
CRD#: 281337
Montreal,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BN
BMO NESBITT BURNS SECURITIES LTD.
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 281337 / SEC#: 801-107176
RIA
Registered Investment Advisory firm - (2/9/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/5/2026)
Exams
Current Firm
BN
BMO NESBITT BURNS SECURITIES LTD.
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 281337 / SEC#: 801-107176
RIA
Registered Investment Advisory firm - (2/9/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 First Canadian Place 41st Floor, Toronto, Ontario, M5X 1A1
Mailing Address
320 South Canal Street Floor 7, Chicago, IL 60606
Phone number
(416) 359-4000
Established
Firm type
Fiscal year end
# of Employees
277
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,097 |
| AUM (Assets Under Management) | $ 932,018,173 |
Red Flags
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