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MM

Matthew E. Mai

PRICE FINANCIAL GROUP WEALTH MANAGEMENT
PORTLAND, OR 97223
Some features on this profile are disabled
CRD#: 5721707
MM

Professional summary

Matthew Edward Mai is a registered financial advisor currently at PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. located in Portland, Oregon.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Matthew has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Since 2009 - Licensed insurance producer for Life and Health. Investment Related - At Reported Business Location - ~ 10 Hours Per Month During Securities Trading Hours. 2. 09/2020- Price Financial Group. Principal. Entity that owns Price Financial Group Wealth Management, Inc. Approximately 10 hours per week during securities trading hours. 3. 01/2023- Price Financial Group Accounting & Tax, LLC, doing business as, R Hug CPAs & Associates. Managing Member. CPA firm offering tax services. Separate from advisory services. Approximately 20 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Edward Mai's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 30, 2022 - Present

PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.

Office #1: 7160 Sw Fir Loop, Portland, OR 97223
RIA
CRD#: 323146
PORTLAND, OR
Past

February 11, 2021 - October 4, 2022

CWM, LLC

RIA
CRD#: 155344
Beaverton, OR
Past

August 28, 2020 - December 1, 2021

PRICE FINANCIAL GROUP WEALTH MANAGEMENT

RIA
CRD#: 164129
BEAVERTON, OR
Past

May 24, 2018 - August 31, 2020

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
CLACKAMAS, OR
Past

May 24, 2018 - August 31, 2020

FSC SECURITIES CORPORATION

BD
CRD#: 7461
CLACKAMAS, OR
Past

January 15, 2016 - June 8, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
PORTLAND, OR
Past

January 15, 2016 - June 8, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
PORTLAND, OR
Past

February 23, 2012 - January 21, 2016

EDWARD JONES

RIA
CRD#: 250
PORTLAND, OR
Past

November 30, 2009 - December 31, 2010

EDWARD JONES

RIA
CRD#: 250
PORTLAND, OR
Past

November 16, 2009 - January 21, 2016

EDWARD JONES

BD
CRD#: 250
PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.
PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. | PRICE FINANCIAL GROUP, INC.

CRD#: 323146 / SEC#: 801-126661

RIA
Registered Investment Advisory firm - (9/30/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(9/30/2022)
IAR
Texas
(10/3/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/25/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2009
General Securities Representative Examination

Current Firm

PF
PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.
PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. | PRICE FINANCIAL GROUP, INC.

CRD#: 323146 / SEC#: 801-126661

RIA
Registered Investment Advisory firm - (9/30/2022 Approved)
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Contact information

Main Address
7160 Sw Fir Loop, Portland, OR 97223
Mailing Address
Phone number
(503) 253-3000
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (9/10/2025)
2A BROCHURE (9/10/2025)

Regulatory assets under management

Total Number of Accounts1,235
AUM (Assets Under Management)$ 138,265,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.

CRD#: 323146Portland, OR 97223

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