Margaret A. Caster

CASTER AND COMPANY

Warwick, RI 02889-1032

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CRD#: 5721669

Professional summary

Margaret A Caster is a registered financial advisor currently at CASTER AND COMPANY, INC. located in Warwick, Rhode Island.

Margaret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Margaret has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARGARET A. CASTER IS A LICENSED CERTIFIED PUBLIC ACCOUNTANT IN THE STATE OF RHODE ISLAND. THIS PRACTICE CONSTITUTED APPROXIMATELY 85% OF HER TIME. THE ACCOUNTING PRACTICE IS HANDLED UNDER THE COMPANY OF MARGARET A. CASTER CPA LLC AND IS SEPARATE AND DISTINCT FROM THE BUSINESS OF ADVISER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret A Caster's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2009 - Present

CASTER AND COMPANY, INC.

Office #1: 131 Airport Road, Warwick, RI 02889-1032

RIA

CRD#: 148931

Warwick, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(11/20/2009)

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Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2009

Uniform Investment Adviser Law Examination

Current Firm

CASTER AND COMPANY, INC.

CASTER AND COMPANY INC | CASTER AND COMPANY, INC.

CRD#: 148931 / SEC#:

Rhode Island

Registered Investment Advisory firm - (11/20/2009 Approved)

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Contact information

Main Address

131 Airport Road, Warwick, RI 02889-1032

Mailing Address

131 Airport Road, Warwick, RI 02889-1032

Phone number

(401) 737-1099

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 600,001

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Margaret A. Caster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret A Caster's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASTER AND COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2009

Current Firm

CASTER AND COMPANY, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CASTER AND COMPANY, INC.

TRUST BUT VERIFY

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