Michael D. Hays
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael D Hays was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2010. Michael had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2011 - June 14, 2012
PRIVATE CLIENT LLC
September 9, 2010 - December 15, 2011
FSC SECURITIES CORPORATION
June 14, 2010 - July 22, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRIVATE CLIENT LLC
CRD#: 145678 / SEC#: 801-72717
Contact information
Red Flags
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