JR
James L. Raper
WEALTHFORGE SECURITIES
Richmond, VA 23230
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CRD#: 5721253
JR
Professional summary
James Leroy Raper JR, who also goes by James Leroy Raper Jr., Jim Raper, is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia and WEALTHFORGE DISTRIBUTORS, LLC located in Richmond, Virginia.
James is registered as a RR (Registered Representative) and started their career in finance in 2009. James has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
James Leroy Raper Jr. | Jim Raper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Leroy Raper JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2014 - Present
WEALTHFORGE SECURITIES, LLC
Office #1: 3015 W Moore Street Suite 102, Richmond, VA 23230BD
CRD#: 152550
Richmond, VA
Current
March 12, 2025 - Present
WEALTHFORGE DISTRIBUTORS, LLC
Office #1: 3015 W. Moore St. Suite 102, Richmond, VA 23230Office #2: 3015 W. Moore St. Suite 102, Richmond, VA 23230BD
CRD#: 330314
Richmond, VA
Past
November 3, 2009 - July 30, 2015
TRANSACT CAPITAL SECURITIES, LLC
BD
CRD#: 133822
RICHMOND, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/24/2016)
RR
Alaska(8/24/2016)
RR
Arizona(8/24/2016)
RR
Arkansas(8/24/2016)
RR
California(8/24/2016)
RR
Colorado(8/24/2016)
RR
Connecticut(8/24/2016)
RR
Delaware(8/24/2016)
RR
District of Columbia(8/24/2016)
RR
Florida(3/11/2015)
RR
Georgia(8/24/2016)
RR
Hawaii(8/24/2016)
RR
Idaho(8/24/2016)
RR
Illinois(8/24/2016)
RR
Indiana(8/24/2016)
RR
Iowa(8/24/2016)
RR
Kansas(8/24/2016)
RR
Kentucky(8/24/2016)
RR
Louisiana(8/24/2016)
RR
Maine(8/24/2016)
RR
Maryland(8/24/2016)
RR
Massachusetts(8/24/2016)
RR
Michigan(8/24/2016)
RR
Minnesota(8/24/2016)
RR
Mississippi(8/24/2016)
RR
Missouri(8/24/2016)
RR
Montana(8/24/2016)
RR
Nebraska(8/24/2016)
RR
Nevada(8/24/2016)
RR
New Hampshire(8/24/2016)
RR
New Jersey(8/24/2016)
RR
New Mexico(8/24/2016)
RR
New York(8/24/2016)
RR
North Carolina(8/24/2016)
RR
North Dakota(8/24/2016)
RR
Ohio(8/24/2016)
RR
Oklahoma(8/24/2016)
RR
Oregon(8/24/2016)
RR
Pennsylvania(8/24/2016)
RR
Puerto Rico(8/24/2016)
RR
Rhode Island(8/24/2016)
RR
South Carolina(8/24/2016)
RR
South Dakota(8/24/2016)
RR
Tennessee(8/24/2016)
RR
Texas(6/22/2016)
RR
Utah(8/24/2016)
RR
Vermont(8/24/2016)
RR
Virgin Islands(8/24/2016)
RR
Virginia(3/11/2015)
RR
Washington(8/24/2016)
RR
West Virginia(8/24/2016)
RR
Wisconsin(8/24/2016)
RR
Wyoming(8/24/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WD
WEALTHFORGE DISTRIBUTORS, LLC
WEALTHFORGE DISTRIBUTORS, LLC
CRD#: 330314 / SEC#: , 8-71216
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
3015 W. Moore St. Suite 102, Richmond, VA 23230
Mailing Address
3015 W. Moore St. Suite 102, Richmond, VA 23230
Phone number
(804) 956-3365
Established
Virginia since 10/03/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTHFORGE DISTRIBUTORS, LLC
CRD#: 330314Richmond, VA 23230TRUST BUT VERIFY
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