Stephan E. Bisson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephan Edward Bisson was a registered financial professional .
Stephan is a previously registered financial professional and started their career in finance in 2009. Stephan had worked at 3 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2021 - November 16, 2021
LOOP CAPITAL MARKETS LLC
October 11, 2018 - July 24, 2021
WOLFE RESEARCH SECURITIES
December 1, 2009 - September 1, 2018
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
