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ML

Mariana R. Lombardi

CRD#: 5721122
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ML
Mariana Rodrigues Lombardi

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mariana Rodrigues Lombardi, who also goes by Mariana Rodrigues Lombardi, Mariana Bueno Rodrigues, was a registered financial professional .

Mariana is a previously registered financial professional and started their career in finance in 2010. Mariana had worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mariana Rodrigues Lombardi | Mariana Bueno Rodrigues

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 4, 2024 - March 10, 2025

WEALTHSPIRE ADVISORS

RIA
CRD#: 147592
Boca Raton, FL
Past

August 9, 2013 - February 22, 2018

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

January 23, 2012 - August 7, 2013

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
MIAMI, FL
Past

September 12, 2011 - August 7, 2013

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
MIAMI, FL
Past

August 31, 2010 - September 29, 2011

BNP PARIBAS INVESTMENT SERVICES, LLC

BD
CRD#: 44598
MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHSPIRE ADVISORS
GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC

CRD#: 147592 / SEC#: 801-69418

RIA
Registered Investment Advisory firm - (7/29/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 8/1/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/19/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/22/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/30/2010
General Securities Representative Examination

Current Firm

WA
WEALTHSPIRE ADVISORS
GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC

CRD#: 147592 / SEC#: 801-69418

RIA
Registered Investment Advisory firm - (7/29/2008 Approved)
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Contact information

Main Address
400 Broadhollow Road Suite 301, Melville, NY 11747
Mailing Address
Phone number
(631) 227-3900
Established
Firm type
Fiscal year end
# of Employees
46

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (11/25/2025)
PART 2A: FIRM BROCHURE (11/25/2025)

Regulatory assets under management

Total Number of Accounts743
AUM (Assets Under Management)$ 3,682,831,523

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/25/2025
Cover Page
Report
04/01/2025
Cover Page
Report
09/05/2024
Cover Page
Report
11/07/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHSPIRE ADVISORS

CRD#: 147592

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