Mark R. Holden

VESTOR CAPITAL

Chicago, IL 60606-3840

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CRD#: 5721097

Professional summary

Mark Richard Holden, CFP® is a registered financial advisor currently at VESTOR CAPITAL, LLC located in Chicago, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Mark has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Richard Holden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

February 10, 2022 - Present

VESTOR CAPITAL, LLC

Office #1: 10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840

RIA

CRD#: 165855

Chicago, IL

Past

September 22, 2021 - December 31, 2021

VESTOR CAPITAL, LLC

RIA

CRD#: 165855

CHICAGO, IL

Past

January 22, 2016 - September 10, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

CHICAGO, IL

Past

January 22, 2016 - September 10, 2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

CHICAGO, IL

Past

September 13, 2013 - January 22, 2016

TRADEWISE ADVISORS, INC.

RIA

CRD#: 153744

CHICAGO, IL

Past

October 15, 2010 - September 10, 2021

TD AMERITRADE, INC.

CRD#: 7870

CHICAGO, IL

Past

June 21, 2010 - September 13, 2013

TRADEWISE ADVISORS, INC.

RIA

CRD#: 153744

CHICAGO, IL

Past

March 26, 2010 - August 6, 2010

THINKORSWIM ADVISORS, INC.

RIA

CRD#: 111046

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VESTOR CAPITAL, LLC

CRD#: 165855 / SEC#: 801-77335

RIA

Registered Investment Advisory firm - (10/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/10/2022)

IAR

Texas
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/27/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/24/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/14/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/14/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/16/2014

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/2/2010

Registered Options Principal Examination

Current Firm

VESTOR CAPITAL, LLC

CRD#: 165855 / SEC#: 801-77335

RIA

Registered Investment Advisory firm - (10/1/2012 Approved)

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Contact information

Main Address

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840

Mailing Address

Phone number

(312) 641-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VESTOR CAPITAL ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,472
AUM (Assets Under Management)	$ 2,081,002,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark R. Holden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Richard Holden's CRS (Customer Relationship Summary).

Certified licenses

Experience

VESTOR CAPITAL, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TRADEWISE ADVISORS, INC.

TD AMERITRADE, INC.

TRADEWISE ADVISORS, INC.

THINKORSWIM ADVISORS, INC.

Primary Firm SEC Registration

VESTOR CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/2014

Series 65

Date: 3/24/2010

SIE

Date: 10/1/2018

Series 3

Date: 4/14/2011

Series 7

Date: 10/14/2010

Series 24

Date: 7/16/2014

Series 4

Date: 12/2/2010

Current Firm

VESTOR CAPITAL, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VESTOR CAPITAL, LLC

TRUST BUT VERIFY

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