NH
Nicholas B. Heiar
FRIDAY FINANCIAL
Dubuque, IA 52001
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CRD#: 5720762
NH
Professional summary
Nicholas Bert Heiar, who also goes by Nick Bert Heiar, is a registered financial advisor currently at FRIDAY FINANCIAL located in Dubuque, Iowa.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Nicholas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Bert Heiar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HONKAMP KRUEGER FINANCIAL SERVICES - DBA AND INSURANCE
POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES HOURS: 160 INVESTMENT RELATED HOURS: 130 START DATE: 04/01/2009
ADDRESS: 3390 ASBURY ROAD, DUBUQUE IA 52002
DESCRIPTION: ADVISE AND MEET WITH CLIENTS ON INVESTMENTS AND INSURANCE.
HONKAMP KRUEGER FINANCIAL SERVICES
POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES HOURS: 160 INVESTMENT RELATED HOURS: 130 START DATE: 06/08/2010
ADDRESS: 3390 ASBURY ROAD, DUBUQUE IA 52002
DESCRIPTION: FINANCIAL ADVISOR - WORK WITH CLIENTS.
HONKAMP KRUEGER FINANCIAL SERVICES
POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES HOURS: 30 INVESTMENT RELATED HOURS: 30 START DATE: 05/13/2009
ADDRESS: 3390 ASBURY ROAD, DUBUQUE IA 52002
DESCRIPTION: FINANCIAL ADVISOR - WORK WITH CLIENTS.
HONKAMP KRUEGER FINANCIAL SERVICES
POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 130 START DATE: 06/08/2010
ADDRESS: 2355 JFK ROAD, DUBUQUE IA 52002
DESCRIPTION: FINANCIAL ADVISOR - WORK WITH CLIENTS.
HONKAMP KRUEGER FINANCIAL SERVICES
POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 130 START DATE: 04/01/2009
ADDRESS: 2355 JFK ROAD, DUBUQUE IA 52002
DESCRIPTION: ADVISE AND MEET WITH CLIENTS ON INVESTMENTS AND INSURANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Bert Heiar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2024 - Present
FRIDAY FINANCIAL
Office #1: 600 Star Brewery Drive Suite 400, Dubuque, IA 52001RIA
CRD#: 329748
Dubuque, IA
Past
September 30, 2020 - June 27, 2023
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DUBUQUE, IA
Past
June 8, 2010 - June 27, 2023
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
DUBUQUE, IA
Past
November 6, 2009 - September 30, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
DUBUQUE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.
CRD#: 329748 / SEC#: 801-129486
RIA
Registered Investment Advisory firm - (2/9/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(2/16/2024)
IAR
Texas(5/31/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.
CRD#: 329748 / SEC#: 801-129486
RIA
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Contact information
Main Address
600 Star Brewery Drive Suite 400, Dubuque, IA 52001
Mailing Address
Phone number
(563) 552-7526
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 524 |
| AUM (Assets Under Management) | $ 210,503,367 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FRIDAY FINANCIAL
CRD#: 329748Dubuque, IA 52001TRUST BUT VERIFY
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