George R. Gagliardi

ASTORIA PORTFOLIO ADVISORS LLC

New York, NY 10018

Some features on this profile are disabled

CRD#: 5720367

Professional summary

George Robert Gagliardi, CFP® is a registered financial advisor currently at ASTORIA PORTFOLIO ADVISORS LLC located in New York, New York.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. George has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Robert Gagliardi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

October 17, 2024 - Present

ASTORIA PORTFOLIO ADVISORS LLC

Office #1: 500 7th Avenue 9th Floor, New York, NY 10018

RIA

CRD#: 288271

New York, NY

Past

February 25, 2010 - October 3, 2024

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

Lexington, MA

Past

October 8, 2009 - January 27, 2010

COMPASS CAPITAL CORPORATION

RIA

CRD#: 112323

BRAINTREE, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASTORIA PORTFOLIO ADVISORS LLC

ASTORIA PORTFOLIO ADVISORS LLC | ORION WEALTH ADVISORS | ETF MANAGED PORTFOLIO SOLUTIONS LLC | COROMANDEL WEALTH STRATEGIES

CRD#: 288271 / SEC#: 801-119078

RIA

Registered Investment Advisory firm - (7/17/2020 Approved)

New York

Registered Investment Advisory firm - (9/2/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/2009

Uniform Investment Adviser Law Examination

Current Firm

ASTORIA PORTFOLIO ADVISORS LLC

ASTORIA PORTFOLIO ADVISORS LLC | ORION WEALTH ADVISORS | ETF MANAGED PORTFOLIO SOLUTIONS LLC | COROMANDEL WEALTH STRATEGIES

CRD#: 288271 / SEC#: 801-119078

RIA

Registered Investment Advisory firm - (7/17/2020 Approved)

New York

Registered Investment Advisory firm - (9/2/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 7th Avenue 9th Floor, New York, NY 10018

Mailing Address

Phone number

(212) 381-6185

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-ASTORIA PORTFOLIO ADVISORS LLC (6/25/2025)

Regulatory assets under management

Total Number of Accounts	1,059
AUM (Assets Under Management)	$ 698,759,657

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

George R. Gagliardi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Robert Gagliardi's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASTORIA PORTFOLIO ADVISORS LLC

TRUST ADVISORY GROUP LTD

COMPASS CAPITAL CORPORATION

Primary Firm SEC Registration

ASTORIA PORTFOLIO ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/2009

Current Firm

ASTORIA PORTFOLIO ADVISORS LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASTORIA PORTFOLIO ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors