Zoheb H. Alvi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zoheb H Alvi, who also goes by Zohaib H Alvi, Zohaib Alvi, Zoheb H Alvi, Zoheb Hasan Alvi, Zoheb Alvi, was a registered financial professional .
Zoheb is a previously registered financial professional and started their career in finance in 2009. Zoheb had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2017 - December 11, 2020
INSIGHT ADVISORS, LLC
November 20, 2015 - July 31, 2017
WELLS FARGO CLEARING SERVICES, LLC
November 18, 2015 - July 31, 2017
WELLS FARGO CLEARING SERVICES, LLC
February 13, 2015 - September 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 2014 - September 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2012 - June 6, 2014
J.P. MORGAN SECURITIES LLC
May 16, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 30, 2009 - August 29, 2011
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
INSIGHT ADVISORS, LLC
CRD#: 168057 / SEC#: 801-78355
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSIGHT ADVISORS, LLC
CRD#: 168057 / SEC#: 801-78355
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,427 |
| AUM (Assets Under Management) | $ 712,359,160 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
