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CT

Christina Thompson

BUILDER ADVISOR GROUP
Irvine, CA 92612
Some features on this profile are disabled
CRD#: 5720033
CT

Professional summary


Christina Thompson, who also goes by Christina A Martinez, Christina Ann Martinez, Christina Ann Martinez (williams), Christina Martinez, Christina Ann Thompson, Christina Ann Williams, Christina Williams, Christina Williams-martinez, is a registered financial professional currently at BUILDER ADVISOR GROUP, LLC located in Irvine, California and SUMO CAPITAL, LLC located in Chicago, Illinois.

Christina is registered as a RR (Registered Representative) and started their career in finance in 2009. Christina has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christina A Martinez | Christina Ann Martinez | Christina Ann Martinez (williams) | Christina Martinez | Christina Ann Thompson | Christina Ann Williams | Christina Williams | Christina Williams-Martinez

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christina Thompson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 16, 2025 - Present

BUILDER ADVISOR GROUP, LLC

Office #1: 3333 Michelson Dr, Suite 620, Irvine, CA 92612
BD
CRD#: 156515
Irvine, CA
Current

April 16, 2026 - Present

SUMO CAPITAL, LLC

Office #1: 425 S Financial Place Suite 1525, Chicago, IL 60605
BD
CRD#: 146310
Chicago, IL
Current

April 16, 2026 - Present

BOLT-X LLC

Office #1: 440 South Lasalle Suite 1525, Chicago, IL 60605
BD
CRD#: 140802
Chicago, IL
Past

January 31, 2025 - February 17, 2026

PRIMARYBID SECURITIES INC.

BD
CRD#: 317798
Smithtown, NY
Past

August 12, 2024 - May 16, 2025

UPHORIZON, LLC

BD
CRD#: 328256
LOS ANGELES, CA
Past

July 26, 2022 - May 15, 2023

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
CARMEL, IN
Past

July 11, 2022 - May 15, 2023

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
EVANSVILLE, IN
Past

January 16, 2019 - July 29, 2022

FIRST PALLADIUM, LLC

BD
CRD#: 289822
Fort Wayne, IN
Past

March 29, 2018 - January 2, 2019

CX INSTITUTIONAL, LLC

RIA
CRD#: 292627
AUBURN, IN
Past

January 11, 2018 - August 15, 2018

HEFTY WEALTH PARTNERS

RIA
CRD#: 153880
AUBURN, IN
Past

October 2, 2017 - December 10, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
AUBURN, IN
Past

February 23, 2016 - September 28, 2017

OSAIC FS, INC.

BD
CRD#: 3870
HARTFORD, CT
Past

December 19, 2011 - September 28, 2017

OSAIC FA, INC.

BD
CRD#: 3978
HARTFORD, CT
Past

October 28, 2009 - December 7, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
FORT WAYNE, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(4/16/2026)
RR
New York
(4/16/2026)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/11/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 3/7/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 3/7/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC

Current Firm


BL
BOLT-X LLC
BOLT-X LLC | RONIN PROFESSIONAL LLC | DART EXECUTIONS, LLC

CRD#: 140802 / SEC#: , 8-67342

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
440 South Lasalle Suite 1525, Chicago, IL 60603
Mailing Address
440 South Lasalle Suite 1525, Chicago, IL 60605
Phone number
(312) 241-1622
Established
Delaware since 04/26/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SUMO HOLDINGS LLCMANAGER
BENNETT, PATRICIA MCENROEFINOP, PRINCIPAL FINANCIALOFFICER, PRINCIPAL OPERATIONS OFFICER2623308
GUTMAN, DANIELCEO2903640
ROWAN, KATHLEEN ANNECCO3180771
TRAVIS, TERRENCE PATRICKCHIEF RISK OFFICER1545662

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BOLT-X LLC

CRD#: 140802Irvine, CA 92612

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