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Christina Thompson

BUILDER ADVISOR GROUP
Lake Forest, CA
·CRD# 5720033·17 years experience

Professional Summary

Christina Thompson, who also goes by Christina A Martinez, Christina Ann Martinez, Christina Ann Martinez (williams), Christina Martinez, Christina Ann Thompson, Christina Ann Williams, Christina Williams, Christina Williams-martinez, is a registered financial advisor currently at BUILDER ADVISOR GROUP, LLC located in Lake Forest, California and SUMO CAPITAL, LLC located in Chicago, Illinois. Christina is registered as a RR (Registered Representative) and started their career in finance in 2009. Christina has worked at 13 firms and...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christina A Martinez, Christina Ann Martinez, Christina Ann Martinez (williams), Christina Martinez, Christina Ann Thompson, Christina Ann Williams, Christina Williams, Christina Williams-Martinez

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

BUILDER ADVISOR GROUP, LLC·CRD# 156515
BD
Lake Forest, CA
May 16, 2025 - Present
SUMO CAPITAL, LLC·CRD# 146310
BD
425 S Financial Place Suite 1525, Chicago, IL 60605
April 16, 2026 - Present
BOLT-X LLC·CRD# 140802
BD
440 South Lasalle Suite 1525, Chicago, IL 60605
April 16, 2026 - Present
PRIMARYBID SECURITIES INC.·CRD# 317798
BD
Smithtown, NY
January 31, 2025 - February 17, 2026
UPHORIZON SECURITIES·CRD# 328256
BD
Los Angeles, CA
August 12, 2024 - May 16, 2025
FIFTH THIRD SECURITIES, INC.·CRD# 628
RIA
Carmel, IN
July 26, 2022 - May 15, 2023
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Evansville, IN
July 11, 2022 - May 15, 2023
FIRST PALLADIUM, LLC·CRD# 289822
BD
Fort Wayne, IN
January 16, 2019 - July 29, 2022
CX INSTITUTIONAL, LLC·CRD# 292627
RIA
Auburn, IN
March 29, 2018 - January 2, 2019
HEFTY WEALTH PARTNERS·CRD# 153880
RIA
Auburn, IN
January 11, 2018 - August 15, 2018
LPL FINANCIAL LLC·CRD# 6413
BD
Auburn, IN
October 2, 2017 - December 10, 2018
OSAIC FS, INC.·CRD# 3870
BD
Hartford, CT
February 23, 2016 - September 28, 2017
OSAIC FA, INC.·CRD# 3978
BD
Hartford, CT
December 19, 2011 - September 28, 2017
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Fort Wayne, IN
October 28, 2009 - December 7, 2011

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Current Firm

BL
BOLT-X LLC

BOLT-X LLC | RONIN PROFESSIONAL LLC | DART EXECUTIONS, LLC

CRD#: 140802 / SEC#: 8-67342
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

440 South Lasalle Suite 1525, Chicago, IL 60603

Mailing Address

440 South Lasalle Suite 1525, Chicago, IL 60605

Phone Number

(312) 241-1622

Established

Delaware since 04/26/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SUMO HOLDINGS LLCMANAGER—
BENNETT, PATRICIA MCENROEFINOP, PRINCIPAL FINANCIALOFFICER, PRINCIPAL OPERATIONS OFFICER2623308
GUTMAN, DANIELCEO2903640
ROWAN, KATHLEEN ANNECCO3180771
TRAVIS, TERRENCE PATRICKCHIEF RISK OFFICER1545662

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Accurate Courier Service - 3437 Myrtle Ave, Suite 420, North Highlands, CA - medical courier - driver - 64 hrs/ mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(4/16/2026)
RR
New York
(4/16/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2009About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Mar 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2016About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2009About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Mar 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Aug 2016About the Series 24 exam
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christina Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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