Jonathan A. Ingram

SOLLINDA CAPITAL MANAGEMENT LLC

ROANOKE, VA

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CRD#: 5720008

Professional summary

Jonathan Andrew Ingram, AIF®, who also goes by Andy Ingram, is a registered financial advisor currently at SOLLINDA CAPITAL MANAGEMENT LLC located in Roanoke, Virginia and SAXONY SECURITIES, INC. located in Roanoke, Virginia.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jonathan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Ingram

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RETIREMENT FIDUCIARIES OF VIRGINIA, LLC. PRESIDENT/FOUNDER/MANAGING DIRECTOR. 3307 OVERHILL TRAIL, ROANOKE, VA 24018. BASIC BOOKKEEPING AND TAX RELATED DOCUMENT PREPARATION FOR LLC. STARTED 5/2015. ACTIVITY IS INVESTMENT RELATED. 1 HR/WEEK, 0 DURING NORMAL TRADING HRS. 2. CAPITAL INVESTMENT COMPANIES OF VIRGINIA, LLC. STARTED 11/2022. BUSINESS FOR BOOKKEEPING AND TAX RELATED PURPOSES. 1 HR/WK, 0 DURING NORMAL TRADING HRS. 505 S. JEFFERSON ST, ROANOKE, VA 24011. 3. SAXONY SECURITIES, INC.; 11152 S TOWNE SQUARE ST., LOUIS, MO 63123; BROKER-DEALER; REGISTERED REPRESENTATIVE; 05/2024-PRESENT; 80 HOURS/MONTH, ALL DURING TRADING HOURS 4. SOLLINDA CAPITAL MGMT; RIA FIRM ADVISORY; 111 CAMPBELL AVE SW SUITE 1A ROANOKE, VA 24011; FEE BASED RIA; BEGINS 05/01/2024; 125 HRS/MO DURING TRADING; RIA SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Andrew Ingram's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 1, 2024 - Present

SOLLINDA CAPITAL MANAGEMENT LLC

RIA

CRD#: 321742

ROANOKE, VA

Current

May 1, 2024 - Present

SAXONY SECURITIES, INC.

Office #1: 111 Campbell Avenue Sw Unit 2a, Roanoke, VA 24011

CRD#: 115547

Roanoke, VA

Past

November 1, 2013 - May 3, 2024

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

ROANOKE, VA

Past

October 24, 2013 - May 3, 2024

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 149124

ROANOKE, VA

Past

November 4, 2011 - July 15, 2013

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

ROANOKE, VA

Past

November 4, 2011 - July 15, 2013

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

ROANOKE, VA

Past

February 9, 2010 - November 23, 2011

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ROANOKE, VA

Past

November 11, 2009 - November 23, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ROANOKE, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(5/15/2024)

IAR

Virginia
(5/1/2024)

Virginia
(5/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

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Contact information

Main Address

1111 Brickell Ave 10th Floor, Suite 68, Miami, FL 33131

Mailing Address

200 First Ave. Nw Suite 303a, Hickory, NC 28601

Phone number

(844) 662-1211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE DISCLOSURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,506
AUM (Assets Under Management)	$ 909,386,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan A. Ingram

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Andrew Ingram's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

CAPITAL INVESTMENT GROUP, INC.

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SOLLINDA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2010

SIE

Date: 10/1/2018

Series 7

Date: 11/10/2009

FINRA

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLLINDA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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