Brian S. Whelan
Professional summary
Brian Scott Whelan, who also goes by Brian Whelan, is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2009. Brian has worked at 4 firms and has passed the Series 66, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Scott Whelan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2017 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005Office #2: 2811 Ponce De Leon Blvd Suite 730, Miami, FL 33134Office #3: 40 Wall Street 42nd Floor New York, Ny, NY 10005May 19, 2011 - November 17, 2016
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 17, 2010 - May 16, 2011
ALPS DISTRIBUTORS, INC.
January 22, 2010 - December 8, 2010
MORGAN STANLEY
November 23, 2009 - December 8, 2010
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/25/2021)
(1/18/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/27/2012
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
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