William M. Harrison

ROCK POINT ADVISORS | Associate Financial Advisor

BURLINGTON, VT 05401-4014

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CRD#: 5719791

Professional summary

William Mchale Harrison, who also goes by Will Harrison, William M Harrison, William Harrison, is a registered financial advisor currently at ROCK POINT ADVISORS, LLC located in Burlington, Vermont.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. William has worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Cash Flow Management Strategie...

Investments

Retirement Planning Strategies

Are you a "fiduciary"?

Yes

Aliases

Will Harrison | William M Harrison | William Harrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside Employment; 1) NIHOA; Other; 11 Doran Street, Providence, RI, 02903; Not Investment-Related; 12/01/2023; 0 during trading hours; 0 to 10 hours per month average.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Mchale Harrison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2024 - Present

ROCK POINT ADVISORS, LLC

Office #1: 77 College Street 4th Floor, Burlington, VT, 05401-4014

RIA

CRD#: 130825

BURLINGTON, VT

Past

September 25, 2020 - July 3, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

COLCHESTER, VT

Past

July 7, 2020 - July 3, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

COLCHESTER, VT

Past

April 5, 2018 - June 2, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

HADLEY, MA

Past

March 17, 2016 - December 4, 2017

GAGE-WILEY & CO., INC.

CRD#: 344

NORTHAMPTON, MA

Past

January 28, 2014 - February 23, 2016

NYLIFE SECURITIES LLC

CRD#: 5167

COLCHESTER, VT

Past

September 13, 2012 - October 24, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BURLINGTON, VT

Past

September 12, 2012 - October 24, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BURLINGTON, VT

Past

November 10, 2011 - May 10, 2012

EDWARD JONES

RIA

CRD#: 250

WILLISTON, VT

Past

October 24, 2011 - May 10, 2012

EDWARD JONES

CRD#: 250

WILLISTON, VT

Past

November 23, 2009 - April 12, 2011

HENNION & WALSH, INC.

CRD#: 25766

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROCK POINT ADVISORS, LLC

GLENWOOD INVESTMENT ADVISORS | ROCK POINT ADVISORS, LLC | HUFFMAN, MICHAEL LEIGHTON

CRD#: 130825 / SEC#: 801-62923

RIA

Registered Investment Advisory firm - (4/30/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/13/2024)

IAR

Vermont
(9/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/4/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/14/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2009

General Securities Representative Examination

Current Firm

ROCK POINT ADVISORS, LLC

GLENWOOD INVESTMENT ADVISORS | ROCK POINT ADVISORS, LLC | HUFFMAN, MICHAEL LEIGHTON

CRD#: 130825 / SEC#: 801-62923

RIA

Registered Investment Advisory firm - (4/30/2004 Approved)

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Contact information

Main Address

77 College Street 4th Floor, Burlington, VT, 05401-4014

Mailing Address

Phone number

(802) 864-2266

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROCK POINT ADVISORS, LLC BROCHURE ADV PART 2A AND 2B (3/27/2025)

Regulatory assets under management

Total Number of Accounts	474
AUM (Assets Under Management)	$ 560,398,407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

William M. Harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Mchale Harrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

GAGE-WILEY & CO., INC.

NYLIFE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

HENNION & WALSH, INC.

Primary Firm SEC Registration

ROCK POINT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/2020

Series 66

Date: 11/4/2011

Series 63

Date: 1/14/2010

SIE

Date: 10/1/2018

Series 7

Date: 11/21/2009

Current Firm

ROCK POINT ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROCK POINT ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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