Roger C. Masi
Professional summary
Roger Christopher Masi, who also goes by Roger Chris Masi, Roger Masi, is a registered financial professional currently at YORKVILLE SECURITIES, LLC located in Mountainside, New Jersey.
Roger is registered as a RR (Registered Representative) and started their career in finance in 2009. Roger has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roger Christopher Masi's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2025 - Present
YORKVILLE SECURITIES, LLC
Office #1: 1012 Springfield Ave, Mountainside, NJ 07092Office #2: 1012 Springfield Avenue, Mountainside, NJ 07092December 8, 2014 - July 7, 2016
CANTOR FITZGERALD & CO.
March 13, 2013 - December 1, 2014
MACRO RISK ADVISORS LLC
December 23, 2011 - March 28, 2013
MORGAN STANLEY
December 23, 2011 - March 28, 2013
MORGAN STANLEY
December 2, 2010 - September 6, 2011
MORGAN STANLEY
November 22, 2010 - September 6, 2011
MORGAN STANLEY
October 13, 2009 - November 10, 2010
CAPITAL PATH SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/16/2024
General Securities Representative ExaminationFINRA
Current Firm
YORKVILLE SECURITIES, LLC
CRD#: 330480 / SEC#: , 8-71241
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORKVILLE BD HOLDINGS, LLC | SOLE MEMBER | |
| ANGELO, MARK ANTHONY | CHAIRMAN OF BOARD OF MANAGERS | 2585969 |
| BECKMAN, MATTHEW JACOB | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 4139592 |
| BOWMAN, TIMOTHY JOSEPH | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, AND FINOP | 2247374 |
| FRANKS, OREN | CONTROLLER | 4902717 |
| MARKUNAS, MICHAEL NMN | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 1832307 |
| MCNICOLL, PATRICE | CO-CEO | 3199758 |
| RILLO, TROY JAMES | MEMBER OF BOARD OF MANAGERS; CO-CEO | 1726077 |
| ROSSELLI, MICHAEL ALBERT | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 7714774 |
Red Flags
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