Tanea S. Tolbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tanea S Tolbert, who also goes by Tanea Saretta Tolbert, was a registered financial professional .
Tanea is a previously registered financial professional and started their career in finance in 2009. Tanea had worked at 3 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2015 - January 10, 2017
USAA FINANCIAL ADVISORS, INC.
August 20, 2012 - September 4, 2019
USAA INVESTMENT SERVICES COMPANY
August 20, 2012 - September 4, 2019
USAA INVESTMENT SERVICES COMPANY
September 16, 2010 - August 20, 2012
USAA FINANCIAL ADVISORS, INC.
December 15, 2009 - August 20, 2012
USAA FINANCIAL PLANNING SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/28/2023
General Securities Representative ExaminationSeries 99TO
Date: 4/28/2023
Operations Professional ExaminationCurrent Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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