Bryan W. Smith
Professional summary
Bryan Wesley Smith, who also goes by Bryan W Smith, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 2010. Bryan has worked at 3 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan Wesley Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2013 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008March 24, 2011 - April 29, 2013
LINKBROKERS DERIVATIVES LLC
January 15, 2010 - March 22, 2011
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2013)
(4/16/2013)
Exams
FINRA
NYSE American LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
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