Donald H. House

SPECTRUM ADVISORS FINANCIAL

Richmond, IN 47374

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CRD#: 5718536

Professional summary

Donald Hugh House JR., who also goes by Don House, is a registered financial advisor currently at SPECTRUM ADVISORS FINANCIAL, LLC located in Richmond, Indiana.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Donald has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Don House

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SECURE ASSET FINANCIAL ENTERPRISES; INVESTMENT RELATED; KNIGHTSTOWN, IN 46148; INSURANCE SERVICES; OWNER/INSURANCE AGENT; 12/1979; SIMPLIFINANCIAL LLC; INVESTMENT RELATED; KNIGHTSTOWN, IN 46148; INSURANCE SERVICES; OWNER/INSURANCE AGENT; 09/2018; GREATER THAN 50% OF TIME SPENT IN HIS INSURANCE BUSINESSES. MR. HOUSE OFFERS THE SALE OF GOLD AS AN OUTSIDE BUSINESS ACTIVITY. STARTED OFFERING GOLD IN 11/2014 AND HE SPENDS LESS THAN 5% OF HIS TIME IN THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Hugh House JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2009 - Present

SPECTRUM ADVISORS FINANCIAL, LLC

Office #1: 108 South 7th Street, Richmond, IN 47374

RIA

CRD#: 149836

Richmond, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(9/28/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/2009

Uniform Investment Adviser Law Examination

Current Firm

SPECTRUM ADVISORS FINANCIAL, LLC

CRD#: 149836 / SEC#:

Indiana

Registered Investment Advisory firm - (9/28/2009 Approved)

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Contact information

Main Address

108 South 7th Street, Richmond, IN 47374

Mailing Address

Phone number

(765) 373-8235

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald H. House

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Hugh House JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

SPECTRUM ADVISORS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/2009

Current Firm

SPECTRUM ADVISORS FINANCIAL, LLC

Contact information

Documents

Red Flags

Company Information

SPECTRUM ADVISORS FINANCIAL, LLC

TRUST BUT VERIFY

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