MD
Marianne R. Durham
HF ADVISORY GROUP
Lake Forest, CA
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CRD#: 5718297
MD
Professional summary
Marianne Rechelle Durham is a registered financial advisor currently at HF ADVISORY GROUP, LLC located in Lake Forest, California.
Marianne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Marianne has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RECHELLE DURHAM; INSURANCE AGENT; INVESTMENT RELATED: NO; 1549 PLACENTIA AVE APT 226 NEWPORT BEACH CA 92663 UNITED STATES; SMALL BUSINESS LOCATED IN CALIFORNIA. WORKS CLOSELY WITH FINANCIAL EDUCATION NON PROFIT.; MY DUTIES/RESPONSIBILITIES ARE TO PROVIDE RECOMMENDATIONS AND ASSIST CLIENTS ON THEIR NEEDS FOR LIFE INSURANCE, ANNUITIES, AND LONG TERM CARE INSURANCE.; 2022-01-01; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 50;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 25;
CRS (Client Relationship Summary) - RIA
Click below to view Marianne Rechelle Durham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2021 - Present
HF ADVISORY GROUP, LLC
RIA
CRD#: 309051
Lake Forest, CA
Past
March 1, 2018 - August 4, 2020
SILVERSAGE ADVISORS
RIA
CRD#: 125820
IRVINE, CA
Past
January 17, 2018 - August 4, 2020
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
IRVINE, CA
Past
August 31, 2016 - June 14, 2017
PURUS WEALTH MANAGEMENT, LLC
RIA
CRD#: 174490
Newport Beach, CA
Past
July 15, 2014 - August 29, 2016
CAPITAL SYNERGY PARTNERS
RIA
CRD#: 148733
NEWPORT BEACH, CA
Past
July 15, 2014 - August 29, 2016
CAPITAL SYNERGY PARTNERS
BD
CRD#: 148733
IRVINE, CA
Past
November 2, 2012 - March 13, 2014
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
NEWPORT BEACH, CA
Past
November 2, 2012 - March 13, 2014
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
NEWPORT BEACH, CA
Past
July 13, 2011 - November 5, 2012
CAPITAL SYNERGY PARTNERS
BD
CRD#: 148733
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HF ADVISORY GROUP, LLC
HF ADVISORY GROUP, LLC
CRD#: 309051 / SEC#: 801-125758
RIA
Registered Investment Advisory firm - (5/31/2022 Approved)California
Registered Investment Advisory firm - (7/9/2022 Terminated)Florida
Registered Investment Advisory firm - (6/9/2022 Terminated)Louisiana
Registered Investment Advisory firm - (6/10/2022 Terminated)Maryland
Registered Investment Advisory firm - (7/12/2022 Terminated)New York
Registered Investment Advisory firm - (6/9/2022 Terminated)Texas
Registered Investment Advisory firm - (6/9/2022 Terminated)Virginia
Registered Investment Advisory firm - (6/11/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/24/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/6/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
HA
HF ADVISORY GROUP, LLC
HF ADVISORY GROUP, LLC
CRD#: 309051 / SEC#: 801-125758
RIA
Registered Investment Advisory firm - (5/31/2022 Approved)California
Registered Investment Advisory firm - (7/9/2022 Terminated)Florida
Registered Investment Advisory firm - (6/9/2022 Terminated)Louisiana
Registered Investment Advisory firm - (6/10/2022 Terminated)Maryland
Registered Investment Advisory firm - (7/12/2022 Terminated)New York
Registered Investment Advisory firm - (6/9/2022 Terminated)Texas
Registered Investment Advisory firm - (6/9/2022 Terminated)Virginia
Registered Investment Advisory firm - (6/11/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
166 Defense Highway Suite 102, Annapolis, MD 21401
Mailing Address
Phone number
(410) 571-1415
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,063 |
| AUM (Assets Under Management) | $ 250,387,823 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
