Jonathan M. Stirling
Professional summary
Jonathan Michael Stirling, who also goes by Jon Stirling, is a registered financial advisor currently at WESTWIND CAPITAL located in Centennial, Colorado.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jonathan has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Michael Stirling's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2022 - Present
WESTWIND CAPITAL
Office #1: 6465 Greenwood Plaza Boulevard, Suite 150, Centennial, CO 80111January 21, 2019 - March 9, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 15, 2009 - February 8, 2010
BLUE FIRE CAPITAL, LLC
Primary Firm SEC Registration
WESTWIND CAPITAL
CRD#: 106802 / SEC#: 801-43661
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/21/2022)
Exams
Series 7TO
Date: 1/19/2019
General Securities Representative ExaminationCurrent Firm
WESTWIND CAPITAL
CRD#: 106802 / SEC#: 801-43661
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,945 |
| AUM (Assets Under Management) | $ 715,145,223 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/31/2023 |
Red Flags
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