Robert C. Daniels

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CRD#: 5718082

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Charles Daniels, who also goes by Robert Charles Bertram Daniels, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2011. Robert had worked at 14 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Charles Bertram Daniels

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 18, 2023 - June 13, 2023

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

CHICAGO, IL

Past

May 9, 2023 - June 13, 2023

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

CHICAGO, IL

Past

May 31, 2022 - February 13, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

Palm Harbor, FL

Past

May 27, 2022 - February 13, 2023

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

May 19, 2021 - May 31, 2022

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Saint Petersburg, FL

Past

May 5, 2021 - May 31, 2022

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

ST. PETERSBURG, FL

Past

October 27, 2020 - April 22, 2021

TRIAD ADVISORS LLC

RIA

CRD#: 25803

ATLANTA, GA

Past

October 27, 2020 - April 22, 2021

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

October 27, 2020 - April 22, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

May 13, 2020 - April 22, 2021

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

OAKDALE, MN

Past

May 13, 2020 - April 22, 2021

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PHOENIX, AZ

Past

May 13, 2020 - April 22, 2021

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

May 13, 2020 - April 22, 2021

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

May 7, 2020 - April 22, 2021

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

May 7, 2020 - April 22, 2021

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

May 7, 2020 - April 22, 2021

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 7, 2020 - April 22, 2021

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

February 5, 2019 - February 26, 2020

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN DIEGO, CA

Past

February 16, 2018 - February 26, 2020

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN DIEGO, CA

Past

January 2, 2015 - January 11, 2018

TD AMERITRADE CLEARING, INC.

CRD#: 5633

OMAHA, NE

Past

May 14, 2013 - January 11, 2018

TD AMERITRADE, INC.

CRD#: 7870

SAN DIEGO, CA

Past

November 4, 2011 - June 19, 2012

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 5/9/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/3/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/23/2016

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/2014

General Securities Principal Examination

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

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Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert C. Daniels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

SECURITIES AMERICA, INC.

WOODBURY FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

TD AMERITRADE CLEARING, INC.

TD AMERITRADE, INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2019

Series 63

Date: 8/8/2013

Series 82TO

Date: 5/9/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/3/2011

Series 4

Date: 5/23/2016

Series 24

Date: 10/10/2014

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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