CW
Clark H. Weeks
INTERCAROLINA FINANCIAL SERVICES
SANDY SPRINGS, GA
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CRD#: 5717984
CW
Professional summary
Clark Harris Weeks is a registered financial advisor currently at INTERCAROLINA FINANCIAL SERVICES, INC. located in Sandy Springs, Georgia.
Clark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Clark has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WEEKS RETIREMENT SOLUTIONS; NON-INVESTMENT, ACTURIAL CONSULTING;OWNER; HOURLY AND FIXED CHARGE, SINCE 2002 2)WEEKS RETIREMENT SOLUTIONS LLC DBA WRS, INVESTMENT RELATED, FINANCIAL SERVICES, ADVISOR, PAID THROUGH COMMISSIONS, 40 HOURS/WEEK INCLUDING ALL TRADING HOURS. 3)SECAMP ASSOCIATION, NEWFOUND HARBOR INSTITUTE;NO;ADVISE ON PENSION PLAN, REVIEW INVESTMENT PERFORMANCE, VOTE ON BOARD MATTERS; MEMBER OF BOARD OF TRUSTEES;01/01/1997;8;8;I AM A MEMBER OF THE BOARD OF TRUSTEES,PENSION BOARD AND THE FINANCE COMMITTEE. 4) BARNWELL CONSULTING, PLAN DESIGN CONSULTING FOR FORTUNE 500 COM'S FOR POSITIVE TAX RELEIF NO HOURS AT THIS TIME 5)WEEKS FAMILY LIMITED PARTNERSHIP LLC: PASSIVE OWNERSHIP STAKE IN MULTIFAMILY RESIDENTIAL PROPERTY; NO DUTIES/NO TIME SPENT ON THIS ACTIVITY. OWNS 40% 6) W&V LIMITED LLC: PASSIVE OWNERSHIP STAKE IN MULTIFAMILY RESIDENTIAL PROPERTY; NO DUTIES/NO TIME SPENT ON THIS ACTIVITY. OWNS 40% 7)SHERWOOD FOREST; CONSULTING; 60 HRS / MONTH; OWNS 100% 8) BULK NATURAL GAS SALES
CRS (Client Relationship Summary) - RIA
Click below to view Clark Harris Weeks's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Clark Harris Weeks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2025 - Present
INTERCAROLINA FINANCIAL SERVICES, INC.
RIA
BD
CRD#: 19475
SANDY SPRINGS, GA
Current
October 2, 2025 - Present
INTERCAROLINA FINANCIAL SERVICES, INC.
Office #1: 3300 Battleground Avenue Suite 202, Greensboro, NC 27410Office #2: 3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447RIA
BD
CRD#: 19475
Greensboro, NC
Past
November 3, 2014 - October 7, 2025
DEMPSEY LORD SMITH, LLC
RIA
CRD#: 141238
ATLANTA, GA
Past
October 30, 2014 - October 7, 2025
DEMPSEY LORD SMITH, LLC
BD
CRD#: 141238
ATLANTA, GA
Past
September 26, 2014 - December 4, 2014
KOVACK SECURITIES INC.
BD
CRD#: 44848
FT. LAUDERDALE, FL
Past
July 26, 2010 - December 31, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
RIA
CRD#: 143384
ATLANTA, GA
Past
July 13, 2010 - October 1, 2014
RESOURCE HORIZONS GROUP LLC
BD
CRD#: 104368
ATLANTA, GA
Past
November 6, 2009 - June 21, 2010
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTERCAROLINA FINANCIAL SERVICES, INC.
INTERCAROLINA FINANCIAL | INTERCAROLINA FINANCIAL SERVICES, INC. | INTERCAROLINA FINANCIAL SERVICES
CRD#: 19475 / SEC#: 801-121339, 8-37519
RIA
Registered Investment Advisory firm - SEC (5/28/2021 Approved)California
Registered Investment Advisory firm - SEC (8/12/2021 Terminated)Florida
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Minnesota
Registered Investment Advisory firm - SEC (8/11/2021 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/13/2021 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/25/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/5/2021 Terminated)North Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/15/2016 Terminated)South Carolina
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Texas
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/19/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(10/2/2025)
RR
California(10/6/2025)
IAR
Georgia(10/3/2025)
RR
Georgia(10/6/2025)
RR
New Mexico(11/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INTERCAROLINA FINANCIAL SERVICES, INC.
INTERCAROLINA FINANCIAL | INTERCAROLINA FINANCIAL SERVICES, INC. | INTERCAROLINA FINANCIAL SERVICES
CRD#: 19475 / SEC#: 801-121339, 8-37519
RIA
Registered Investment Advisory firm - SEC (5/28/2021 Approved)California
Registered Investment Advisory firm - SEC (8/12/2021 Terminated)Florida
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Minnesota
Registered Investment Advisory firm - SEC (8/11/2021 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/13/2021 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/25/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/5/2021 Terminated)North Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/15/2016 Terminated)South Carolina
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Texas
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/19/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
3300 Battleground Avenue Suite 202 Suite 202, Greensboro, NC 27410
Mailing Address
3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447
Phone number
(336) 288-6890
Established
North Carolina since 09/17/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (12 States and Territories)
FINRA licenses (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 381 |
| AUM (Assets Under Management) | $ 130,750,464 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
