Nicole L. Klotz
Professional summary
Nicole Lynn Klotz, who also goes by Nicole L Klotz, Nicole Klotz, is a registered financial professional currently at BLUE OWL SECURITIES located in San Francisco, California.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2009. Nicole has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Lynn Klotz's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2021 - Present
BLUE OWL SECURITIES
March 17, 2017 - August 10, 2021
MAN INVESTMENTS INC.
January 22, 2010 - March 13, 2017
MORGAN STANLEY
December 21, 2009 - March 13, 2017
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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