David S. Zoller
LIFEWORKS ADVISORS
ELMHURST, IL
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CRD#: 5717168
David Steven ZollerLIFEWORKS ADVISORS
Professional summary
David Steven Zoller, CFP® is a registered financial advisor currently at LIFEWORKS ADVISORS, LLC located in Elmhurst, Illinois.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Zoller, Swanson & Company; Not investment-related; 137 N. Oak Park Ave, Suite 320, Oak Park, IL. 60126; Tax Preparation; Partner; Passive minority owner. No involvement in Operations; Less than 5% of time. 2) Flourish Rwanda; P.O. Box 5932, , River Forest, IL. 60305; Non-profit organization; Volunteer Board Member; Less than 5% of time. 3) Dave Zoller Media; Elmhurst, IL 60126; Educational media and content business; Owner; Content focusing on general financial education and personal development; 5% of time. 4) Dave Zoller Advisor Training; Elmhurst, IL. 60126; Owner; Educational media and training for financial advisors; 5% of time.
CRS (Client Relationship Summary) - RIA
Click below to view David Steven Zoller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
September 14, 2026 - Present
LIFEWORKS ADVISORS, LLC
RIA
CRD#: 288255
ELMHURST, IL
Past
February 23, 2011 - August 28, 2026
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
RIA
CRD#: 109701
WARRENVILLE, IL
Past
February 8, 2011 - January 10, 2025
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
WARRENVILLE, IL
Past
November 30, 2009 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
NAPERVILLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(9/14/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)Loading...
Contact information
Main Address
4095 Park East Ct. Ste. C, Grand Rapids, MI 49546
Mailing Address
Phone number
(616) 200-6512
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,836 |
| AUM (Assets Under Management) | $ 966,701,542 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
