Amie C. Spink
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amie Christine Spink, who also goes by Amie Christine Benjamin, was a registered financial professional .
Amie is a previously registered financial professional and started their career in finance in 2009. Amie had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2013 - February 7, 2014
SPECTRUM CAPITAL, LLC
February 6, 2013 - March 29, 2017
OSAIC SERVICES, INC.
October 20, 2011 - March 29, 2017
OSAIC SERVICES, INC.
April 13, 2010 - October 5, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 8, 2009 - October 5, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPECTRUM CAPITAL, LLC
CRD#: 28303 / SEC#: , 8-43627
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PREMIER FINANCIAL, INC. | OWNER | |
| HASSLER, PAUL BURTON | PRESIDENT, CCO | 858435 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
