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AS

Amie Christine Spink

CRD# 5716970·Registered 2009 - 2014
Previously Registered: Being a previously registered professional could mean that Amie is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Amie Christine Spink, who also goes by Amie Christine Benjamin, was a registered financial advisor. Amie was a previously registered financial professional and started their career in finance 2009 - 2014. Amie had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Amie Christine Benjamin

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years registered in the securities industry

Current & Past Employments

Past

OSAIC SERVICES, INC.Past·CRD# 133763
RIA
San Diego, CA
February 6, 2013 - March 29, 2017
OSAIC SERVICES, INC.Past·CRD# 133763
BD
San Diego, CA
October 20, 2011 - March 29, 2017
SPECTRUM CAPITAL, LLCPast·CRD# 28303
BD
Omaha, NE
May 3, 2013 - February 7, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCPast·CRD# 2881
RIA
Newport Beach, CA
April 13, 2010 - October 5, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCPast·CRD# 2881
BD
Newport Beach, CA
December 8, 2009 - October 5, 2011

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Current Firm

SC
SPECTRUM CAPITAL, LLC

SPECTRUM CAPITAL, INC. | SPECTRUM CAPITAL, LLC

CRD#: 28303 / SEC#: 8-43627
BD
Terminated by SEC on 09/14/2014

Contact Information

Established

Iowa since 03/07/1991

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
PREMIER FINANCIAL, INC.OWNER—
HASSLER, PAUL BURTONPRESIDENT, CCO858435

Disclosures

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2009About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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