AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Amy Lynne Riddell

Amy L. Riddell

AFT FINANCIAL PLANNING
Tampa, FL
Some features on this profile are disabled
CRD#: 5716677
Amy Lynne Riddell

Professional summary

Amy Lynne Riddell, CFP®, who also goes by Amy Riddell, is a registered financial advisor currently at AFT FINANCIAL PLANNING located in Tampa, Florida.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Amy has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Amy Riddell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) RIDDELL FINANCIAL ASSOCIATES - OFFICE MANAGER/ADMIN ASST - PROVIDING SUPPORT FOR INSURANCE AND FINANCIAL SERVICES - TAMPA, FL - SINCE 09/2009 - INVESTMENT RELATED 2.) AMY RIDDELL - PUBLIC NOTARY - PUBLIC NOTARY - TAMPA, FL - SINCE 06/2016 - NOT INVESTMENT RELATED 3.) RIDDELL FINANCIAL ASSOCIATES - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - TAMPA, FL - SINCE 09/2009 - NOT INVESTMENT RELATED 4.) TIGERFOX FINANCIAL - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - TAMPA, FL - SINCE 01/2020 - INVESTMENT RELATED 5.) AMY RIDDELL-INSURANCE SALES - INSURANCE SALES - NON-VARIABLE INSURANCE - TAMPA, FL - SINCE 11/2014 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Lynne Riddell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

October 3, 2023 - Present

AFT FINANCIAL PLANNING

RIA
CRD#: 326691
Tampa, FL
Past

October 16, 2013 - November 15, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
TAMPA, FL
Past

June 26, 2012 - November 15, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/3/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/25/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/25/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/26/2014
General Securities Principal Examination

Current Firm

AF
AFT FINANCIAL PLANNING
AFT FINANCIAL PLANNING | AFT FINANCIAL PLANNING LLC

CRD#: 326691 / SEC#:

Florida
Registered Investment Advisory firm - (10/3/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Tampa, FL
Mailing Address
Phone number
(813) 212-8689
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts132
AUM (Assets Under Management)$ 14,511,027

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AFT FINANCIAL PLANNING

CRD#: 326691Tampa, FL

TRUST BUT VERIFY

Monitor Amy Riddell

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.