Robert S. Goldsmith
Professional summary
Robert Simeon Goldsmith is a registered financial professional currently at NORTHERN EDGE CAPITAL ADVISORS LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2010. Robert has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Simeon Goldsmith's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2010 - Present
NORTHERN EDGE CAPITAL ADVISORS LLC
Office #1: 747 3rd Ave Fl.27, New York, NY 10017Office #2: 747 Third Ave. 27th Floor, New York, NY 10017State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2020)
(2/26/2013)
(9/7/2011)
(10/10/2012)
(5/13/2020)
(8/31/2010)
(8/30/2010)
(3/31/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NORTHERN EDGE CAPITAL ADVISORS LLC
CRD#: 151615 / SEC#: , 8-68386
Contact information
FINRA licenses (8 States and Territories)
Documents
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