Laura Munoz Alarcon

FINAMEX ASSET MANAGEMENT

Houston, TX 77056

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CRD#: 5716049

Professional summary

Laura Munoz Alarcon, who also goes by Laura Munos Alarcon, Laura Munoz, is a registered financial advisor currently at FINAMEX ASSET MANAGEMENT, LLC located in Houston, Texas and FINAMEX INTERNATIONAL, LLC located in Houston, Texas.

Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Laura has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Munos Alarcon | Laura Munoz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Munoz Alarcon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2023 - Present

FINAMEX ASSET MANAGEMENT, LLC

Office #1: 2700 Post Oak Blvd. 22nd Floor; Suite 22-122, Houston, TX 77056

RIA

CRD#: 304260

Houston, TX

Current

October 5, 2023 - Present

FINAMEX INTERNATIONAL, LLC

Office #1: 2700 Post Oak Blvd. 22nd Floor, Suite 22-122, Houston, TX 77056

CRD#: 301726

Houston, TX

Past

April 16, 2010 - January 26, 2011

VECTORGLOBAL WMG

CRD#: 32396

MIAMI, FL

Past

December 8, 2009 - March 16, 2010

IXE SECURITIES, LLC

CRD#: 19920

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/5/2025)

IAR

Texas
(12/18/2023)

Texas
(1/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/22/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/18/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/5/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/19/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FINAMEX ASSET MANAGEMENT, LLC

CRD#: 304260 / SEC#: 801-116887

RIA

Registered Investment Advisory firm - (2/20/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2700 Post Oak Blvd. 22nd Floor; Suite 22-122, Houston, TX 77056

Mailing Address

Phone number

(713) 589-7121

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	120
AUM (Assets Under Management)	$ 80,352,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Laura Munoz Alarcon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Munoz Alarcon's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINAMEX INTERNATIONAL, LLC

VECTORGLOBAL WMG

IXE SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/22/2024

Series 65

Date: 12/18/2023

Series 7TO

Date: 10/5/2023

SIE

Date: 7/19/2023

Series 7

Date: 12/7/2009

FINRA

Current Firm

FINAMEX ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINAMEX ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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