Joel A. Estes

MCKINLEY CARTER WEALTH SERVICES

Miamisburg, OH 45342

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CRD#: 5715898

Professional summary

Joel A Estes, CFP®, who also goes by Joel Aaron Estes, is a registered financial advisor currently at MCKINLEY CARTER WEALTH SERVICES, INC. located in Miamisburg, Ohio and FARTHER located in Bellbrook, Ohio.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joel has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joel Aaron Estes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Estes Landscape Designs, LLC; Is business Investment related: No; Address of other business: Bellbrook, OH; Nature of other business: Landscape Design; Your position: Landscape Architect; Start date of relationship: 03/2022; Approx. # of hours /month devote to other business: 10; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: Landscape design, installations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel A Estes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

December 8, 2021 - Present

MCKINLEY CARTER WEALTH SERVICES, INC.

Office #1: 10050 Innovation Drive Suite 340, Miamisburg, OH 45342

RIA

CRD#: 135184

Miamisburg, OH

Current

October 28, 2025 - Present

FARTHER

RIA

CRD#: 302050

Bellbrook, OH

Past

October 24, 2011 - January 6, 2022

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

DAYTON, OH

Past

January 24, 2011 - January 6, 2022

PARK AVENUE SECURITIES LLC

CRD#: 46173

DAYTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/9/2021)

IAR

Texas
(12/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/15/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2011

General Securities Representative Examination

Current Firm

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

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Contact information

Main Address

345 California Street Suite 600, San Francisco, CA 94104

Mailing Address

Phone number

(628) 246-8004

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 (8/11/2025)

FORM ADV PART 2A (8/11/2025)

Regulatory assets under management

Total Number of Accounts	24,245
AUM (Assets Under Management)	$ 7,523,810,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel A. Estes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel A Estes's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCKINLEY CARTER WEALTH SERVICES, INC.

FARTHER

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

FARTHER

State Registrations and Notice Filings

Exams

Series 63

Date: 7/15/2011

SIE

Date: 10/1/2018

Series 7

Date: 1/21/2011

Current Firm

FARTHER

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FARTHER

TRUST BUT VERIFY

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