Sam F. Evans

EVANS WEALTH MANAGEMENT

Duluth, GA 30097

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CRD#: 5715560

Professional summary

Sam F. Evans, who also goes by Sam F. Evans III, Samuel Francis Evans, is a registered financial advisor currently at EVANS WEALTH MANAGEMENT located in Duluth, Georgia.

Sam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Sam has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam F. Evans Iii | Samuel Francis Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. EMPLOYEE OF LEGACY PLANNING GROUP, INC. INVESTMENT RELATED, SUWANEE, GA, IRIA, WEALTH ADVISOR, 2/2012, 100 HRS, 100 HRS, MEET WITH PROSPECTS AND CLIENTS. 2. INSTRUCTOR OF ACCOUNTING/FINANCE, NOT INVESTMENT RELATED, VARIOUS, PART-TIME, 2X QTR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam F. Evans's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2012 - Present

EVANS WEALTH MANAGEMENT

Office #1: 6340 Sugarloaf Parkway Suite 200, Duluth, GA 30097

RIA

CRD#: 151640

Duluth, GA

Past

August 20, 2012 - October 28, 2013

LEGACY PLANNING ADVISORS, LLC

RIA

CRD#: 121289

SUWANEE, GA

Past

October 2, 2009 - December 31, 2011

EVANS WEALTH MANAGEMENT

RIA

CRD#: 151640

NORCROSS, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/20/2012)

IAR

Texas
(9/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

EVANS WEALTH MANAGEMENT

EVANS WEALTH MANAGEMENT | GOLDEN YEARS ADVISORY, LLC

CRD#: 151640 / SEC#:

Georgia

Registered Investment Advisory firm - (4/26/2013 Approved)

Texas

Registered Investment Advisory firm - (9/30/2019 Conditional Restricted)

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Contact information

Main Address

6340 Sugarloaf Parkway Suite 200, Duluth, GA 30097

Mailing Address

Phone number

(770) 828-8303

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	466
AUM (Assets Under Management)	$ 98,984,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sam F. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam F. Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVANS WEALTH MANAGEMENT

LEGACY PLANNING ADVISORS, LLC

EVANS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

EVANS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EVANS WEALTH MANAGEMENT

TRUST BUT VERIFY

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