John P. Hering

COMPOSURE WEALTH MANAGEMENT

Chicago, IL

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CRD#: 5715469

Professional summary

John Patrick Hering, CFP®, who also goes by John P Hering, is a registered financial advisor currently at COMPOSURE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. John has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John P Hering

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Hering's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

June 13, 2019 - Present

COMPOSURE WEALTH MANAGEMENT, LLC

RIA

CRD#: 304169

Chicago, IL

Past

July 27, 2016 - June 14, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

July 27, 2016 - June 14, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

March 13, 2013 - July 29, 2016

WILLIAM BLAIR

RIA

CRD#: 1252

CHICAGO, IL

Past

March 13, 2013 - July 29, 2016

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

January 25, 2010 - April 2, 2013

MORGAN STANLEY

RIA

CRD#: 149777

CHICAGO, IL

Past

November 12, 2009 - April 2, 2013

MORGAN STANLEY

CRD#: 149777

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/13/2019)

IAR

Texas
(6/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/21/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/18/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/11/2009

General Securities Representative Examination

Current Firm

COMPOSURE WEALTH MANAGEMENT, LLC

CRD#: 304169 / SEC#: 801-116783

RIA

Registered Investment Advisory firm - (10/18/2019 Terminated)

Illinois

Registered Investment Advisory firm - (10/17/2019 Approved)

Texas

Registered Investment Advisory firm - (9/30/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Chicago, IL

Mailing Address

3501 N. Southport Unit 197, Chicago, IL 60657

Phone number

(773) 350-5646

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 73,439,742

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John P. Hering

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Hering's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WILLIAM BLAIR

WILLIAM BLAIR

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 1/21/2010

SIE

Date: 10/1/2018

Series 31

Date: 8/18/2010

Series 7

Date: 11/11/2009

Current Firm

COMPOSURE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COMPOSURE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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