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GS

Glen A. Stewart

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CRD#: 5715403
GS

Professional summary

Glen Allen Stewart was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Glen is a previously registered financial professional and started their career in finance in 2010. Prior to being barred, Glen had worked at 6 firms, which includes WILBANKS SECURITIES INC., CETERA ADVISORS LLC, TRANSAMERICA FINANCIAL ADVISORS LLC, WORLD GROUP SECURITIES INC., FIRST COMMAND BROKERAGE SERVICES INC., EQUITABLE ADVISORS LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Glen Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 18, 2014 - December 18, 2015

WILBANKS SECURITIES, INC.

BD
CRD#: 40673
Aurora, CO
Past

October 18, 2013 - July 21, 2014

CETERA ADVISORS LLC

BD
CRD#: 10299
AURORA, CO
Past

January 6, 2012 - June 3, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
GREENWOOD VILLAGE, CO
Past

December 7, 2011 - January 6, 2012

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
GREENWOOD VILLAGE, CO
Past

June 11, 2010 - July 19, 2011

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
AURORA, CO
Past

January 26, 2010 - June 3, 2010

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
HIGHLANDS RANCH, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 12/18/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/2010
General Securities Representative Examination

Current Firm

WS
WILBANKS SECURITIES, INC.
WILBANKS SECURITIES, INC.

CRD#: 40673 / SEC#: , 8-49134

BD
Cancelled by SEC on 06/19/2018
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Contact information

Main Address
Mailing Address
Phone number
Established
Oklahoma since 03/01/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WILBANKS, AARON BRONELLEPRESIDENT, CEO & CFO & CCO1983697
WILBANKS, RANDALL LEEVICE PRESIDENT2675482
SHARPE, STEVEN DANIELCO CHIEF COMPLIANCE OFFICER (CCCO)2359155

Disclosures

Regulatory Event12
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

WILBANKS SECURITIES, INC.

CRD#: 40673

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