Karen A. Barno
Professional summary
Karen Althea Barno, who also goes by Karen Althea Shorts, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in New York, New York.
Karen is registered as a RR (Registered Representative) and started their career in finance in 2009. Karen has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Althea Barno's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2020 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: 22 Cortlandt Street 18th Fl, New York, NY 10007November 8, 2013 - November 22, 2019
EMPOWER FINANCIAL SERVICES, INC.
November 9, 2009 - November 15, 2012
EMPOWER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2024)
(1/10/2020)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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