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AS

Albert Sadanaga

Some features on this profile are disabled
CRD#: 5714907
AS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Albert Sadanaga, who also goes by Al Sadanaga, was a registered financial professional .

Albert is a previously registered financial professional and started their career in finance in 2009. Albert had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Al Sadanaga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 6, 2015 - August 9, 2016

TAYLOR FRIGON CAPITAL MANAGEMENT LLC

RIA
CRD#: 142617
SAN LUIS OBSIPO, CA
Past

February 8, 2013 - July 28, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MONTECITO, CA
Past

February 8, 2013 - July 28, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MONTECITO, CA
Past

October 18, 2010 - January 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
HONOLULU, HI
Past

October 18, 2010 - January 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
HONOLULU, HI
Past

June 21, 2010 - September 23, 2010

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
HONOLULU, HI
Past

June 15, 2010 - September 23, 2010

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
HONOLULU, HI
Past

March 9, 2010 - May 26, 2010

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
HONOLULU, HI
Past

December 4, 2009 - May 26, 2010

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
HONOLULU, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TAYLOR FRIGON CAPITAL MANAGEMENT LLC
TAYLOR FRIGON CAPITAL MANAGEMENT LLC | VIRNOCHE-FRIGON CAPITAL MANAGEMENT,LLC

CRD#: 142617 / SEC#: 801-67498

RIA
Registered Investment Advisory firm - (2/5/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/2/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/28/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/3/2009
General Securities Representative Examination

Current Firm

TF
TAYLOR FRIGON CAPITAL MANAGEMENT LLC
TAYLOR FRIGON CAPITAL MANAGEMENT LLC | VIRNOCHE-FRIGON CAPITAL MANAGEMENT,LLC

CRD#: 142617 / SEC#: 801-67498

RIA
Registered Investment Advisory firm - (2/5/2007 Approved)
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Contact information

Main Address
18835 N. Thompson Peak Pkwy Suite C-200, Scottsdale, AZ 85255
Mailing Address
Phone number
(805) 226-0280
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts493
AUM (Assets Under Management)$ 299,107,801

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAYLOR FRIGON CAPITAL MANAGEMENT LLC

CRD#: 142617

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