Jamie R. Spenthoff
Professional summary
Jamie R. Spenthoff, who also goes by Jamie Ryan Spenthoff, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Jamie is registered as a RR (Registered Representative) and started their career in finance in 2009. Jamie has worked at 8 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jamie R. Spenthoff's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2023 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 277 Park Ave, New York, NY 10172March 16, 2017 - June 16, 2022
T. ROWE PRICE ADVISORY SERVICES, INC.
March 13, 2017 - July 20, 2023
T. ROWE PRICE INVESTMENT SERVICES, INC.
July 16, 2015 - September 30, 2016
MEEDER ADVISORY SERVICES, INC.
July 16, 2015 - September 30, 2016
MEEDER ASSET MANAGEMENT, INC.
June 1, 2015 - September 30, 2016
MEEDER DISTRIBUTION SERVICES, INC.
May 30, 2013 - January 27, 2014
NATIONWIDE INVESTMENT ADVISORS, LLC
October 5, 2009 - May 7, 2015
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2023)
(7/19/2023)
(7/19/2023)
(7/21/2023)
(11/21/2023)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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