Jenna L. Mccormick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jenna Lee Mccormick was a registered financial professional .
Jenna is a previously registered financial professional and started their career in finance in 2011. Jenna had worked at 1 firm and has passed the Series 99 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2011 - July 11, 2012
FIRSTMERIT FINANCIAL SERVICES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
FIRSTMERIT FINANCIAL SERVICES, INC
CRD#: 149680 / SEC#: , 8-68177
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRSTMERIT BANK, N.A. | OWNER | |
| HADDAD, KEVIN RAY | CHIEF COMPLIANCE OFFICER | 1415289 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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