Christopher K. Rowland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Kirkman Rowland, who also goes by Christopher Rowland, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2009. Christopher had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2021 - February 28, 2025
ALT FUND DISTRIBUTORS LLC
May 13, 2013 - December 11, 2019
DWS DISTRIBUTORS, INC.
February 16, 2012 - December 31, 2012
MERCAP SECURITIES, LLC
February 15, 2012 - April 3, 2013
MERION WEALTH PARTNERS, LLC
January 26, 2011 - February 13, 2012
PNC WEALTH MANAGEMENT LLC
January 24, 2011 - February 13, 2012
PNC WEALTH MANAGEMENT LLC
November 12, 2009 - January 3, 2011
EDWARD JONES
October 28, 2009 - January 3, 2011
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
