James P. Evans
Professional summary
James Peter Evans, who also goes by James Peter Evans, James Evans, is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in San Francisco, California.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Peter Evans's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2025 - Present
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
Office #1: Steuart Tower 1 Market St., Suite 1800, San Francisco, CA, 94105April 25, 2013 - October 19, 2015
CAPITAL CLIENT GROUP, INC.
October 26, 2011 - October 19, 2015
CAPITAL CLIENT GROUP, INC.
June 21, 2011 - October 13, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 24, 2010 - October 13, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/1/2025)
(5/12/2025)
(4/4/2025)
(4/9/2025)
(4/4/2025)
(4/4/2025)
Exams
Current Firm
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,073 |
| AUM (Assets Under Management) | $ 42,713,999,861 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | ||
| 10/24/2024 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
