CG
Christopher J. Gordon
CENTAURUS FINANCIAL
Annapolis, MD 21401
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CRD#: 5714224
CG
Professional summary
Christopher J Gordon is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Annapolis, Maryland.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OWNER, CHRISTOPHER J. GORDON WEALTH MANAGEMENT LLC, 888 BESTGATE ROAD, SUITE #408, ANNAPOLIS, MD 21401. NON INVESTMENT RELATED. I AM THE SOLE PROPRIETOR OF THIS LLC. I PAY MY BUSINESS EXPENSES THROUGH THIS LLC. 2. AGENT, CHRISTOPHER J. GORDON, 888 BESTGATE ROAD, #408, ANNAPOLIS, MD 21401. ANNAPOLIS, MD 21401. NON INVESTMENT RELATED AND I SPEND APPROX. EIGHT HOURS PER MONTH ON THIS ACTIVITY. SALE OF INSURANCE AND FIXED ANNUITIES. 3. HOWARD COMMUNITY COLLEGE POSITION: Adjunct Professor NATURE: teaching Retirement Classes INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 10901 Little Patuxent Pkwy, Columbia MD 21044, United States DESCRIPTION: Adjunct Professor teaching Retirement Classes 4. ANNE ARUNDEL COMMUNITY COLLEGE POSITION: Adjunct Professor NATURE: teaching pre-retirees and retirees Retirement courses. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 101 College Pkwy, Arnold MD 21012, United States DESCRIPTION: Adjunct professor teaching pre-retirees and retirees Retirement courses. 5.MILESTONES FINANCIAL SERVICES, NON INVESTMENT RELATED, 888 Bestgate RD, Suite408, Annapolis MD 21401, United States, Financial planning and wealth advisor, Start Date 02/06/2023, 165 hours a month, DBA FOR FINANCIAL SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Christopher J Gordon's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher J Gordon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2023 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 888 Bestgate Road Suite #408, Annapolis, MD 21401RIA
BD
CRD#: 30833
Annapolis, MD
Current
February 6, 2023 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 888 Bestgate Road Suite #408, Annapolis, MD 21401RIA
BD
CRD#: 30833
Annapolis, MD
Past
July 11, 2016 - February 16, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Annapolis, MD
Past
July 11, 2016 - February 16, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Annapolis, MD
Past
March 26, 2010 - July 12, 2016
OSAIC FS, INC.
RIA
CRD#: 3870
ANNAPOLIS, MD
Past
December 17, 2009 - July 12, 2016
OSAIC FS, INC.
BD
CRD#: 3870
ANNAPOLIS, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/6/2023)
IAR
Arizona(3/6/2023)
RR
Arkansas(2/6/2023)
IAR
Arkansas(3/1/2023)
RR
California(2/7/2023)
IAR
California(2/7/2023)
RR
Colorado(2/23/2023)
IAR
Colorado(2/23/2023)
RR
Delaware(3/14/2023)
IAR
Delaware(3/14/2023)
IAR
District of Columbia(10/1/2025)
RR
Florida(2/27/2023)
IAR
Florida(2/27/2023)
RR
Georgia(2/6/2023)
IAR
Georgia(2/8/2023)
RR
Idaho(2/6/2023)
IAR
Idaho(2/7/2023)
RR
Illinois(3/14/2023)
IAR
Illinois(3/14/2023)
RR
Maine(3/1/2023)
IAR
Maine(3/1/2023)
RR
Maryland(2/6/2023)
IAR
Maryland(2/6/2023)
RR
Massachusetts(3/13/2023)
IAR
Massachusetts(3/13/2023)
RR
Minnesota(3/10/2023)
IAR
Minnesota(3/10/2023)
IAR
Nevada(3/3/2023)
RR
Nevada(3/10/2023)
RR
New Jersey(2/17/2023)
IAR
New Jersey(2/17/2023)
RR
New York(2/6/2023)
IAR
North Carolina(2/7/2023)
RR
North Carolina(2/22/2023)
RR
Ohio(6/4/2025)
IAR
Ohio(6/4/2025)
RR
Oregon(4/4/2023)
IAR
Oregon(4/4/2023)
RR
Pennsylvania(2/6/2023)
IAR
Pennsylvania(2/10/2023)
RR
South Carolina(2/6/2023)
IAR
South Carolina(2/27/2023)
IAR
Texas(2/6/2023)
RR
Texas(2/28/2023)
RR
Virginia(2/6/2023)
IAR
Virginia(2/8/2023)
RR
Washington(2/6/2023)
IAR
Washington(2/17/2023)
RR
West Virginia(2/6/2023)
IAR
West Virginia(2/27/2023)
RR
Wisconsin(2/8/2023)
IAR
Wisconsin(2/8/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Annapolis, MD 21401TRUST BUT VERIFY
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