RICHARD C. NOTT

ANGELES WEALTH MANAGEMENT | Senior Wealth Advisor

Santa Monica, CA 90401

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CRD#: 5713925

Professional summary

RICHARD CAMPBELL JOHNSTON NOTT, CFP®, CPWA®, who also goes by Richard Campbell Johnston-nott III, Richard Johnston-nott, is a registered financial advisor currently at ANGELES WEALTH MANAGEMENT, LLC located in Santa Monica, California.

RICHARD is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. RICHARD has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

Rick joined LourdMurray in 2017 in the Beverly Hills office. He has more than a decade of wealth management experience and previously held positions as an advisor at AdvicePeriod, an associate advisor at SEIA and a trader at United Capital during the financial crisis. Rick holds the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation and earned the Certified Private Wealth Advisor® (CPWA®) designation in conjunction with Chicago Booth School of Business.

Rick earned his Bachelor of Arts in Economics from the University of California Irvine. Though his hometown is Newport Beach, California, he currently resides in Pacific Palisades.

Question & Answer

What are your service offerings?

Retirement Planning

Estate Planning

Insurance Planning

Business Succession Planning

Investment Planning

Socially Responsible Investing

Inheritance

Tax Planning

Small Business Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Richard Campbell Johnston-Nott Iii | Richard Johnston-Nott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NATIONAL CAT PROTECTION SOCIETY -6904 W COAST HWY, NEWPORT BEACH CA 92663 TECHNOLOGY/WEBMASTER, MAINTAIN WEBSITE AND TECH SUPPORT CONSULTANT, START DATE-01/01/2000, NON-INVESTMENT RELATED,20 HOURS PER MONTH NOT DURING MARKET HOURS; DUTIES INCLUDE ADVICE ON TECHNOLOGY, MAINTAINING THEIR WEBSITE AND SOME SOCIAL MEDIA, ANSWER ANY QUESTIONS THE EXECUTIVE COMMITTEE MAY HAVE REGARDING THEIR INVESTMENT ADVISORS, MEMBER OF THE AUDIT COMMITTEE, EMPLOYEE EDUCATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view RICHARD CAMPBELL JOHNSTON NOTT's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

CPWA^®

Certified Private Wealth Advisor

Experience

Current

March 8, 2024 - Present

ANGELES WEALTH MANAGEMENT, LLC

Office #1: 429 Santa Monica Blvd Suite 650, Santa Monica, CA 90401

RIA

CRD#: 159952

Santa Monica, CA

Past

July 15, 2019 - February 22, 2024

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Beverly Hills, CA

Past

March 24, 2017 - August 8, 2019

LOURDMURRAY

RIA

CRD#: 140305

BEVERLY HILLS, CA

Past

June 30, 2015 - February 15, 2017

ADVICEPERIOD, LLC

RIA

CRD#: 169828

LOS ANGELES, CA

Past

May 11, 2012 - June 1, 2015

SIGNATURE INVESTMENT ADVISORS, LLC

RIA

CRD#: 160715

LOS ANGELES, CA

Past

April 9, 2010 - June 1, 2015

SEIA

RIA

CRD#: 108163

LOS ANGELES, CA

Past

December 23, 2009 - June 22, 2015

SIGNATOR INVESTORS, INC.

CRD#: 468

LOS ANGELES, CA

Past

September 22, 2009 - December 2, 2009

GIRARD SECURITIES, INC.

CRD#: 18697

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANGELES WEALTH MANAGEMENT, LLC

CRD#: 159952 / SEC#: 801-72992

RIA

Registered Investment Advisory firm - (1/3/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/8/2024)

IAR

Texas
(3/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/22/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2009

General Securities Representative Examination

Current Firm

ANGELES WEALTH MANAGEMENT, LLC

CRD#: 159952 / SEC#: 801-72992

RIA

Registered Investment Advisory firm - (1/3/2012 Approved)

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Contact information

Main Address

429 Santa Monica Blvd Suite 650, Santa Monica, CA 90401

Mailing Address

Phone number

(310) 393-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 AWM ANNUAL AMENDMENT ADV 2A_FINAL (3/27/2025)

Regulatory assets under management

Total Number of Accounts	178
AUM (Assets Under Management)	$ 2,271,897,955

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

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Advisor Monitoring

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RICHARD C. NOTT

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view RICHARD CAMPBELL JOHNSTON NOTT's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHTOWER ADVISORS, LLC

LOURDMURRAY

ADVICEPERIOD, LLC

SIGNATURE INVESTMENT ADVISORS, LLC

SEIA

SIGNATOR INVESTORS, INC.

GIRARD SECURITIES, INC.

Primary Firm SEC Registration

ANGELES WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2009

SIE

Date: 6/22/2015

Series 7

Date: 9/21/2009

Current Firm

ANGELES WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANGELES WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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