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GK

Greg A. Kennedy

LORD WELLINGTON INVESTMENTS
Baton Rouge, LA 70809
Some features on this profile are disabled
CRD#: 5713915
GK

Professional summary

Greg A Kennedy is a registered financial advisor currently at LORD WELLINGTON INVESTMENTS, LLC located in Baton Rouge, Louisiana.

Greg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Greg has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GREG A. KENNEDY, CPA; BATON ROUGE, LA; OWNER/CPA PRACTICE/TAX PREPARER; GREATER THAN 50% SPENT IN THIS BUSINESS; 10/1994. 2) LORD WELLINGTON FINANCIAL, INC.; BATON ROUGE, LA; PRESIDENT/INSURANCE AGENT; APPROXIMATELY 10% OF TIME SPENT IN THIS BUSINESS;11/2004. 3) GREG A. KENNEDY & ASSOCIATES; INC.; BATON ROUGE, LA; PRESIDENT; MANAGEMENT ONLY/ADMINISTRATIVE SERVICES TO CPA FIRM; 05/2011. 4) LIONHEART STRATEGIC RISK FUND, LLC; BATON ROUGE, LA; MANAGER/OVERSEEING PRIVATE INVESTMENTS HELD JOINTLY WITH WIFE; SMALL AMOUNT OF TIME SPENT IN THIS BUSINESS; 01/2009. 5) Citi Capital Funding, LLC; Baton Rouge, LA; Founder/President; Commercial Loan Broker; Approx. 10 hours per month spent after trading hours; started: 01/2018. 6) Redemptorist Properties, LLC; Baton Rouge, LA; Founder/Managing Member; Investment Real Estate held jointly with wife; Small amount of time spent in this business; started 06/2018.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg A Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 1, 2013 - Present

LORD WELLINGTON INVESTMENTS, LLC

Office #1: 9456 Jefferson Highway Suite D, Baton Rouge, LA 70809
RIA
CRD#: 164678
Baton Rouge, LA
Past

February 4, 2010 - September 7, 2010

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
BATON ROUGE, LA
Past

December 18, 2009 - September 7, 2010

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(11/1/2013)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/23/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/4/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 12/17/2009
Investment Company Products/Variable Contracts Representative Examination

Current Firm

LW
LORD WELLINGTON INVESTMENTS, LLC
LORD WELLINGTON INVESTMENTS, LLC

CRD#: 164678 / SEC#:

Louisiana
Registered Investment Advisory firm - (11/1/2013 Approved)
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Contact information

Main Address
9456 Jefferson Highway Suite D, Baton Rouge, LA 70809
Mailing Address
Phone number
(225) 292-5112
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LORD WELLINGTON INVESTMENTS, LLC

CRD#: 164678Baton Rouge, LA 70809

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