AE
Anthony R. Essay
FIRST NATIONAL ADVISERS
Omaha, NE 68154
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CRD#: 5713853
AE
Professional summary
Anthony Ryan Essay, who also goes by Tony Essay, is a registered financial advisor currently at FIRST NATIONAL ADVISERS, LLC located in Omaha, Nebraska.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Anthony has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Essay
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
First National Bank of Omaha; investment-related business; 14010 FNB Parkway, Suite 200, Omaha, NE 68154; Investment Management; Investment Manager; Director; 04/2018; 160 hours per month; 40 hours per week; manages investments for high net worth individuals. a.the name of the other business: Chi Foundation b.whether the business is investment-related: No c.the address of the other business: CHI Health The McAuley Fogelstrom Center, 12809 West Dodge Rd., Omaha, Ne 68154 d.the nature of the other business: Healthcare Organization e.your position: Board of Directors f.title, or relationship with the other business: Board of Directors g.the start date of your relationship: January 2022 h.the approximate number of hours/month you devote to the other business: 1 or 2 i.the number of hours you devote to the other business during securities trading hours: 1 j.and briefly describe your duties relating to the other business: As a board member I work to create partnerships within the community to further the strategic initiatives and mission of the CHI Health Foundation.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2022 - Present
FIRST NATIONAL ADVISERS, LLC
Office #1: 14010 Fnb Parkway Suite 200, Omaha, NE 68154RIA
CRD#: 277146
Omaha, NE
Past
September 16, 2009 - January 31, 2013
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FN
FIRST NATIONAL ADVISERS, LLC
FIRST NATIONAL ADVISERS, LLC | PRIVATE WEALTH RESERVE
CRD#: 277146 / SEC#: 801-103473
RIA
Registered Investment Advisory firm - (8/7/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(8/24/2022)
IAR
Texas(4/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
FN
FIRST NATIONAL ADVISERS, LLC
FIRST NATIONAL ADVISERS, LLC | PRIVATE WEALTH RESERVE
CRD#: 277146 / SEC#: 801-103473
RIA
Registered Investment Advisory firm - (8/7/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14010 Fnb Parkway Suite 200, Omaha, NE 68154
Mailing Address
1601 Dodge Street, Omaha, NE 68197
Phone number
(800) 538-7298
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,221 |
| AUM (Assets Under Management) | $ 6,571,419,555 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 06/28/2023 |
Red Flags
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Company Information
FIRST NATIONAL ADVISERS, LLC
CRD#: 277146Omaha, NE 68154TRUST BUT VERIFY
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