Marc R. Angle

HAVEN PRIVATE

Orlando, FL 32814

Some features on this profile are disabled

CRD#: 5713710

Professional summary

Marc R Angle, who also goes by Marc Richard Angle, Marc Angle, is a registered financial advisor currently at HAVEN PRIVATE located in Orlando, Florida.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Marc has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc Richard Angle | Marc Angle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Thayer Road Capital, LLC; Not investment related; 5172 Dorwin Place, Orlando FL 32814; This entity is an non-operating LLC that receives referral fees for introductions that Mr. Angle makes to non-clients who operate in the medical laboratory business; No position or title; Start date is pending; 0 hours spent per month and 0 hours spent during trading hours; no ongoing or official duties relating to this OBA. 2. Orlando Police Foundation; Not investment related; 1250 W South St. Orlando FL 32805; Charitable organization that supports the work of the Orlando Police Department though donation of funds, services and goods; Board Member; Board Member; April 2021; 3 hours per month; No hours during regular market hours; 3. Dripd LLC; Not Investment related; 5172 Dorwin PI, Orlando FL 32814; This entity is an online drop-ship retail storefront, Mr. Angle has no involvement in this business as he is only listed on the entity to assist his minor son; No Position or title; March 25, 2024; 0 hours spent per month and 0 hours spent during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc R Angle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2024 - Present

HAVEN PRIVATE

Office #1: 976 Lake Baldwin Lane Suite 201, Orlando, FL 32814

RIA

CRD#: 329012

Orlando, FL

Past

April 8, 2022 - July 3, 2024

ALPHAQ ADVISORS

RIA

CRD#: 141006

ORLANDO, FL

Past

January 28, 2020 - April 7, 2022

DOMINARI SECURITIES LLC

RIA

CRD#: 18975

Orlando, FL

Past

January 28, 2020 - April 7, 2022

DOMINARI SECURITIES LLC

CRD#: 18975

Orlando, FL

Past

February 21, 2013 - January 28, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WINTER PARK, FL

Past

January 29, 2013 - January 28, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WINTER PARK, FL

Past

January 18, 2010 - January 31, 2013

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

TAMPA, FL

Past

September 25, 2009 - January 31, 2013

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAVEN PRIVATE

HAVEN PRIVATE | HAVEN PRIVATE, LLC

CRD#: 329012 / SEC#: 801-129272

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/4/2024)

IAR

Texas
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2009

General Securities Representative Examination

Current Firm

HAVEN PRIVATE

HAVEN PRIVATE | HAVEN PRIVATE, LLC

CRD#: 329012 / SEC#: 801-129272

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

976 Lake Baldwin Lane Suite 201, Orlando, FL 32814

Mailing Address

Phone number

(321) 329-8674

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	526
AUM (Assets Under Management)	$ 351,447,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Shad Roundy

OSAIC WEALTH, INC.

IAR

TRACY, CA

Jonathan Bruschi

RBC CAPITAL MARKETS, LLC

IAR

MORRISTOWN, NJ

Lawrence Jones

FRANKLIN DISTRIBUTORS, LLC

SAN MATEO, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marc R. Angle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc R Angle's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHAQ ADVISORS

DOMINARI SECURITIES LLC

DOMINARI SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

HAVEN PRIVATE

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2010

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2009

Current Firm

HAVEN PRIVATE

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAVEN PRIVATE

TRUST BUT VERIFY

Similar Advisors